Report of Financial and Operating Statistics for Small Aircraft Operators

Forms and Documents

Document Name	Status
Form Form 298-C Report of Financial and Operating Statistics for Small Aircraft Operators Form	Removed
Form F-2 F-2 Report of Aircraft Operating Expenses and related statistics by small certificated air carriers Form	New
Form F-1 F-1 Reporting of Financial Data Form	New
298C eSubmit F2 data entry forms showing the burden statements expiring 12-31-2014.docx Supplementary Document	2014-08-26
298C eSubmit F1 data entry forms showing the burden statements expiring 12-31-2014.docx Supplementary Document	2014-08-26
omb 21380009 Justification 2014.doc Supporting Statement A	2014-08-26
CFR-2014-title14-vol4-part298.pdf Supplementary Document	2014-07-29
USCODE-2009-title49-subtitleVII-partA-subparti-chap401-sec40101.pdf Supplementary Document	2014-06-10
USCODE-2009-title49-subtitleVII-partA-subpartii-chap417-subchapII-sec41738.pdf Supplementary Document	2014-06-10
USCODE-2009-title49-subtitleVII-partA-subpartii-chap417-subchapI-sec41708.pdf Supplementary Document	2014-06-10
USCODE-2009-title49-subtitleI-chap3-subchapII-sec329.pdf Supplementary Document	2014-06-10
omb 21380009 60day 2014renewal published PDF.pdf Supplementary Document	2014-06-10
omb 21380009 30day notice 2014 published PDF.pdf Supplementary Document	2014-06-10

IC Document Collections

IC ID	Document Title	Status
26871	Report of Financial and Operating Statistics for Small Aircraft Operators Form	Removed
211821	F-2 Report of Aircraft Operating Expenses and related statistics by small certificated air carriers Form	New
211819	F-1 Reporting of Financial Data Form	New

ICR Details

OMB Control No: 2138-0009	ICR Reference No: 201406-2138-001
Status: Historical Active	Previous ICR Reference No: 201107-2138-001
Agency/Subagency: DOT/BTSA	Agency Tracking No:
Title: Report of Financial and Operating Statistics for Small Aircraft Operators
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 08/12/2015
	Date Received in OIRA: 09/23/2014
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2018	36 Months From Approved	08/31/2015
Responses	328	0	320
Time Burden (Hours)	2,240	0	2,560
Cost Burden (Dollars)	0	0	0

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Abstract: The Bureau of Transportation Statistics collects financial data from commuter and small certificated air carriers to enable the Department of Transportation to monitor the state of this important segment of the airline industry.

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Authorizing Statute(s): US Code: 49 USC 329(b) (1) Name of Law: Authority to Collect Aviation Data
   US Code: 49 USC 1153,41102,41708, 41709, 41738 Name of Law: Reports of Air Carriers
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 11873	03/03/2014
30-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 28991	05/20/2014
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 2

IC Title	Form No.	Form Name
F-1 Reporting of Financial Data	F-1	Report of Financial Data
F-2 Report of Aircraft Operating Expenses and related statistics by small certificated air carriers	F-2	Reporting of aircraft operating expenses and related statistics by small certificated air carriers
Report of Financial and Operating Statistics for Small Aircraft Operators	Form 298-C, Schedule F-2, Form 298-C	Report of Financial Data ,   Report of Aircraft Operating Aexpenses and related Statistics

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	328	320	0	8	0	0
Annual Time Burden (Hours)	2,240	2,560	0	-320	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: Burden Increases and Reductions due to changes in numbers of respondents and automation of the data collection.

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Annual Cost to Federal Government: $116,600

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 09/23/2014

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