Information Collection

Position Limits for Derivatives

IC 212147 under ICR 201406-3038-001 · OMB 3038-0110.

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form CFTC Form 204 Position Limits for Derivatives	Form and Instruction
CFTC Form 204 Statement of Cash Positions of Hedgers CFTC FORM 204(Statement of Cash Positions of Hedgers).docx	Form and Instruction
CFTC Form 304 Statement of Cash Positions for Unfixed-Price Cotton-On CFTC FORM 304 (Statement of Cash Positions for Unfixed-Price Cotton-On Call).docx	Form and Instruction
CFTC Form 504 Statement of Cash Positions for Conditional Spot Month E CFTC FORM 504 (Statement of Cash Positions for Conditional Spot Month Exemptions).docx	Form and Instruction
CFTC Form 604 Statement of Pass- Through Swap Exemptions CFTC FORM 604 (Statement of Pass-Through Swap Exemptions).docx	Form and Instruction
CFTC Form 704 Statement of Anticipatory Bona Fide Hedge Exemptions CFTC FORM 704(Statement of Anticipatory Bona Fide Hedge Exemptions).docx	Form and Instruction

IC Title:

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: New

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 150.3 17 CFR 150.2

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	CFTC Form 204	Statement of Cash Positions of Hedgers	CFTC FORM 204(Statement of Cash Positions of Hedgers).docx	Yes	Yes	Fillable Fileable Signable
Form and Instruction	CFTC Form 304	Statement of Cash Positions for Unfixed-Price Cotton-On Call	CFTC FORM 304 (Statement of Cash Positions for Unfixed-Price Cotton-On Call).docx	Yes	Yes	Fillable Fileable Signable
Form and Instruction	CFTC Form 504	Statement of Cash Positions for Conditional Spot Month Exemptions	CFTC FORM 504 (Statement of Cash Positions for Conditional Spot Month Exemptions).docx	Yes	Yes	Fillable Fileable Signable
Form and Instruction	CFTC Form 604	Statement of Pass- Through Swap Exemptions	CFTC FORM 604 (Statement of Pass-Through Swap Exemptions).docx	Yes	Yes	Fillable Fileable Signable
Form and Instruction	CFTC Form 704	Statement of Anticipatory Bona Fide Hedge Exemptions	CFTC FORM 704(Statement of Anticipatory Bona Fide Hedge Exemptions).docx	Yes	Yes	Fillable Fileable Signable

Line of Business: General Government

Subfunction: Legislative Functions

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 400

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to New Statute
Annual Number of Responses for this IC	60,028	60,028
Annual IC Time Burden (Hours)	100,560	100,560
Annual IC Cost Burden (Dollars)	11,600	11,600

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.