Rule 203-2 and Form ADV-W under the Investment Advisers Act of 1940

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0313 can be found here:

Documents and Forms

Document Name Document Type
Form SEC-777 Rule 203-2 and Form ADV-W under the Investment Advisers Act of 1940 Form
SEC-777 Form ADV-W formadv-w.pdf www.sec.gov/about/forms/formadv-w.pdf Form

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 203-2 and Form ADV-W under the Investment Advisers Act of 1940	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 279.2 17 CFR 275.203-2

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC-777	Form ADV-W	formadv-w.pdf	http://www.sec.gov/about/forms/formadv-w.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 800	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	800	-3,450	4,250
Annual IC Time Burden (Hours)	500	-813	1,313
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.