Information Collection

Rule 3Cg-1: Notice to Commission [and Financial Entity Exemption] - Initial Burden

IC 196943 under ICR 201406-3235-009 · OMB 3235-0680.

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IC Title:

Rule 3Cg-1: Notice to Commission [and Financial Entity Exemption] - Initial Burden

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Unchanged

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: End-User Exception to Mandatory Clearing of Security-Based Swaps

FR Citation: 75 FR 79992

Number of Respondents: 4,000

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits, Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to New Statute
Annual Number of Responses for this IC	4,000	4,000
Annual IC Time Burden (Hours)	14,667	14,667
Annual IC Cost Burden (Dollars)	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.