OMB control number
Rule 3Cg-1-End-User Exception to Mandatory Clearing of Security-Based Swaps
OMB 3235-0680 · SEC.
OMB 3235-0680
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Supporting_Statement_for_Rule 3Cg-1 _(End-User_Exception_Release)_(16Mar11).doc | Supporting Statement A |
 End User Statutory Authority.PDF | Supplementary Document |
 Rule 3Cg-1: Notice to Commission [and Financial Entity Exemption] -- Ongoing Burdens |
Information collection |
| Rule 3Cg-1: Notice to Commission [and Financial Entity Exemption] - Initial Burden |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 201406-3235-009 | New collection (Request for a new OMB Control Number) | 2014-07-15 | Comment filed on proposed rule | |
| 201012-3235-029 | New collection (Request for a new OMB Control Number) | 2011-03-17 | Comment filed on proposed rule |