Patent and Trademark Financial Transactions

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form PTO-2038 Credit Card Payment Form	Form	Modified	Available
Form PTO-2236 EFT User Profile Form	Form	Modified	Available
Form PTO-2234 Deposit Account Closure Request Form	Form	Modified	Available
Form PTO-2233 Electronic Deposit Account Replenishment Form	Form	Modified	Available
Form PTO-2232 Deposit Account Application Form	Form	Modified	Available
Form PTO-2231 Electronic Credit Card Payment Form	Form	Modified	Repair queued
Financial Profiles	Form	Modified	Repair queued
0651-0043-SupStmt-November.doc	Supporting Statement A	Uploaded 2014-11-26	Available
0651-USPTO-Information-Quality-Guidelines-Dec2009.pdf	Supplementary Document	Uploaded 2011-09-23	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
4764	Credit Card Payment Form	Form	Modified
214068	Deposit Account Withdrawal Request		New
187210	Refund Request		Modified
187209	EFT User Profile Form	Form	Modified
187208	Deposit Account Closure Request Form	Form	Modified
187207	Electronic Deposit Account Replenishment Form	Form	Modified
187206	Deposit Account Replenishment		Modified
187205	Deposit Account Application Form	Form	Modified
187204	Electronic Credit Card Payment Form	Form	Modified
181358	Financial Profiles	Form	Modified

ICR Details

OMB Control No: 0651-0043	ICR Reference No: 201409-0651-001
Status: Historical Active	Previous ICR Reference No: 201109-0651-002
Agency/Subagency: DOC/PTO	Agency Tracking No:
Title: Patent and Trademark Financial Transactions
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 01/13/2015
	Date Received in OIRA: 11/26/2014
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	01/31/2018	36 Months From Approved	01/31/2015
Responses	2,590,950	0	1,849,771
Time Burden (Hours)	86,258	0	55,901
Cost Burden (Dollars)	129,937	0	141,971

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Abstract: Under 35 U.S.C. § 41 and 15 U.S.C. § 1113, as implemented in 37 CFR 1.16-1.28, 2.6-2.7, and 2.206-2.209, the USPTO charges fees for processing and other services related to patents, trademarks, and information products. Customers may submit payments to the USPTO by several methods, including credit card, deposit account, electronic funds transfer (EFT), and paper check transactions. The public uses this collection to pay patent and trademark fees by credit card, establish and manage USPTO deposit accounts, request refunds, and set up user profiles. The USPTO uses this collection to process credit card payments, handle deposit account requests, issue refunds, and provide user accounts for EFT and other financial transactions.

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Authorizing Statute(s): US Code: 15 USC 1113 Name of Law: null
   US Code: 35 USC 41 Name of Law: null
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 8439	02/12/2014
30-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 70508	11/26/2014
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 10

table that charts list of burden

IC Title	Form No.	Form Name
Deposit Account Application Form	PTO-2232	Deposit Account Application Form
Electronic Deposit Account Replenishment Form	PTO-2233	Electronic Deposit Account Replenishment Form
Deposit Account Closure Request Form	PTO-2234	Deposit Account Closure Request Form
EFT User Profile Form	PTO-2236	EFT User Profile Form
Refund Request
Credit Card Payment Form	PTO-2038	Credit Card Payment Form
Financial Profiles	None	Financial Profile
Deposit Account Replenishment
Electronic Credit Card Payment Form	PTO-2231	Electronic Credit Card Payment Form
Deposit Account Withdrawal Request

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	2,590,950	1,849,771	0	33	741,146	0
Annual Time Burden (Hours)	86,258	55,901	0	1	30,356	0
Annual Cost Burden (Dollars)	129,937	141,971	0	0	-12,034	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The decreases of burden associated with the burden are the product of changing public use of the collection, including increased use of technology. The agency has included information to guide users in filling a deposit account withdrawal request, separate from that used for closing an account.

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Annual Cost to Federal Government: $1,667,311

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/26/2014

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