FERC-922, [AD14-15] Performance Metrics for ISOs, RTOs, and Utilities in Regions Outside ISOs and RTOs

ICR 201409-1902-008

OMB: 1902-0262

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2015-08-06
Supplementary Document
2015-06-01
Supplementary Document
2014-09-22
Supplementary Document
2014-09-22
Supplementary Document
2013-03-13
Supplementary Document
2013-03-13
Supplementary Document
2013-03-13
Supplementary Document
2013-03-13
Supplementary Document
2013-03-13
IC Document Collections
IC ID
Document
Title
Status
204520 Modified
ICR Details
1902-0262 201409-1902-008
Historical Active 201210-1902-003
FERC FERC-922
FERC-922, [AD14-15] Performance Metrics for ISOs, RTOs, and Utilities in Regions Outside ISOs and RTOs
Reinstatement with change of a previously approved collection   No
Regular
Approved with change 08/06/2015
Retrieve Notice of Action (NOA) 06/08/2015
In accordance with 5 CFR 1320, the revision to the information collection is approved.
  Inventory as of this Action Requested Previously Approved
08/31/2018 36 Months From Approved
16 0 0
3,275 0 0
0 0 0

As detailed in FERC's FY 2009–2014 Strategic Plan, the objectives of the Metrics Initiative are as follows: (1) develop appropriate operational and financial metrics for ISOs/RTOs; (2) explore and develop appropriate operational and financial metrics for utilities outside ISO and RTO regions; (3) establish appropriate common metrics between ISOs and RTOs and utilities outside ISO and RTO regions; (4) monitor implementation and performance; and (5) evaluate performance and seek changes as necessary. The first objective was completed with the submission of a Report to Congress on performance metrics for ISOs and RTOs. The second objective was completed with the issuance of a Commission Staff Report on performance metrics in regions outside ISOs and RTOs. The report, issued on August 26, 2014, satisfies the requirements of the third and fourth objectives and takes the first step in meeting the requirements of the fifth objective. Filers submit data related to each performance metric and the Commission will use the data to analyze performance and recommend any changes. Filers include RTOs, ISOs and utilities in regions outside of RTOs and ISOs. Without information allowing for a comparison of performance between ISOs/RTOs and regions outside of ISOs/RTOs, the Commission will not have the information necessary to identify the benefits of ISOs/RTOs based on actual performance of ISOs/RTOs and regions outside of ISOs/RTOs over the same time periods. Furthermore, as noted above, the GAO report specifically criticized the Commission's initial measures for evaluating ISO/RTO performance as "not comprehensive" because they "do not compare performance between RTO and non-RTO regions." Consequently, the Commission is seeking information from RTOs, ISOs and entities outside RTO and ISO regions.

US Code: 16 USC 824d Name of Law: Federal Power Act
   US Code: 16 USC 824e Name of Law: Federal Power Act
  
None

Not associated with rulemaking

  79 FR 52313 09/03/2014
80 FR 30230 05/27/2015
Yes

1
IC Title Form No. Form Name
RTO/ISO and Non-RTO/ISO Reporting Requirements

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 16 0 0 16 0 0
Annual Time Burden (Hours) 3,275 0 0 3,275 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
Miscellaneous Actions
No
The estimated 3,275 burden hours [average annual figures for this collection done biennially (i.e. once every two years)] are due to the time it will require to compile, review, and submit the information requested. Commission Staff now estimate receiving information from 11 entities that have previously submitted information - five entities outside of RTOs and ISOs and six ISOs and RTOs, for a total of 11 filings. Commission Staff also estimate receiving five additional responses from entities that have not submitted data before. In total, Commission Staff expect 16 filings from RTOs, ISOs, and regions outside of RTOs/ISOs. The number of respondent entities changed due to the voluntary nature of the collection and FERC staff (via their interaction with associated entities) expects an increased level of involvement from these types of entities. The burden per response has decreased due to streamlining of the requested data.

$11,173
No
No
No
No
No
Uncollected
Eric Krall 202 502-6180

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/08/2015


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