Form S-1 Registration Statement

ICR 201409-3235-039

OMB: 3235-0065

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supplementary Document
2015-03-19
Supplementary Document
2014-10-20
Supporting Statement A
2015-03-19
Supplementary Document
2014-10-06
IC Document Collections
IC ID
Document
Title
Status
34231 Modified
ICR Details
3235-0065 201409-3235-039
Historical Active 201108-3235-004
SEC CF-270-058
Form S-1 Registration Statement
Revision of a currently approved collection   No
Regular
Approved without change 03/19/2015
Retrieve Notice of Action (NOA) 10/22/2014
  Inventory as of this Action Requested Previously Approved
03/31/2018 36 Months From Approved 03/31/2015
901 0 764
219,015 0 185,715
262,818,096 0 222,857,208

Form S-1 under the Securities Act is used by domestic issuers who are not eligible to use other forms to register offering of their securities.

US Code: 15 USC 77s(a), 77z-3 Name of Law: Securities Act of 1933
   US Code: 15 USC 78l, 78m, 78o, 78w(a), 78ll Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78mm Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 77sss Name of Law: Trust Indenture Act of 1939
   US Code: 15 USC 77e, 77f, 77g, 77h, 77j, Name of Law: Securities Act of 1933
  
None

3235-AK37 Final or interim final rulemaking 79 FR 57184 09/24/2014

Yes

1
IC Title Form No. Form Name
Form S-1 Registration Statement SEC 870 Form S-1

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 901 764 0 -2 139 0
Annual Time Burden (Hours) 219,015 185,715 0 -640 33,940 0
Annual Cost Burden (Dollars) 262,818,096 222,857,208 0 -768,000 40,728,888 0
No
Yes
Changing Regulations
In Release No. 33-9638, the Securities and Exchange Commission adopted amendments to several rules and form requirements under Securities Act of 1933 and the Securities Exchange Act of 1934 relating to asset-backed securities. The decrease of 640 burden hours and decrease of cost burden of $768,000 for services of outside professionals for Form S-1 is due to moving asset-backed issuers from Form S-1 to new Form SF-1. An adjustment to the current annual responses was made to reflect the average number of filings that the Commission received from 2011 to 2013. Please reference the previous ICR Reference No: 201106-3235-007 available at omb.report for information on the proposed rule PRA submission.

$200,000
No
No
No
No
No
Uncollected
Hughes Bates 202 551-3731

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/22/2014


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