Voluntary Reporting of Performance Indicators

Forms and Documents

Document Name	Status
Final 2014 3150-0195 Supporting Statement amended 2-10.doc Supporting Statement A	2015-02-18

IC Document Collections

IC ID	Document Title	Status
33497	Voluntary Reporting of Performance Indicators Instruction	Modified

ICR Details

OMB Control No: 3150-0195	ICR Reference No: 201410-3150-003
Status: Historical Active	Previous ICR Reference No: 201109-3150-004
Agency/Subagency: NRC	Agency Tracking No:
Title: Voluntary Reporting of Performance Indicators
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 02/18/2015
	Date Received in OIRA: 10/14/2014
Terms of Clearance: In accordance with 5 CFR 1320, the information collection is approved for three years.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/28/2018	36 Months From Approved	02/28/2015
Responses	425	0	446
Time Burden (Hours)	81,250	0	85,300
Cost Burden (Dollars)	136	0	135

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Abstract: As part of a joint industry-NRC initiative, the NRC receives information submitted voluntarily by power reactor licensees regarding selected performance attributes known as performance indicators (PIs). PIs are objective measures of the performance of licensee systems or programs. The NRC uses PI information and inspection results in its Reactor Oversight Process to make decisions about plant performance and regulatory response. Licensees transmit PIs electronically to reduce burden on themselves and the NRC.

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Authorizing Statute(s): PL: Pub.L. 83 - 703 1-311 Name of Law: Atomic Energy Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 37779	07/02/2014
30-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 57984	09/26/2014
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Voluntary Reporting of Performance Indicators

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	425	446	0	0	-21	0
Annual Time Burden (Hours)	81,250	85,300	0	0	-4,050	0
Annual Cost Burden (Dollars)	136	135	0	0	1	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The burden is projected to slightly decrease from 85,300 hours for 446 responses to 81,250 hours for 425 responses, which is a decrease of 4,050 hours and 21 responses. The previous burden of 85,300 hours was based on 105 licensees responding quarterly at 200 hours per response (84,000 hours), plus 26 recordkeepers at 50 hours per recordkeeper (1,300 hours), for a total of 85,300 hours. The current burden of 81,250 hours is based on the permanent cessation of operation of 5 units (Kewaunee, San Onofre Units 2 & 3, Crystal River, and Vermont Yankee) and the projection of an additional reactor, Watts Bar Unit 2, which may commence operation in the 2015 timeframe. Because this extension will be applicable until January 1, 2018, the NRC conservatively assumes that this extension will apply to 100 reactors. Thus, 100 licensees responding quarterly at 200 hours per response (80,000 hours) and 25 recordkeepers at 50 hours per recordkeeper (1,250 hours), for a total of 81,250 hours.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 10/14/2014

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