Information Collection

?_B.4 - Standard Risk Retention - Horizontal Interest: Disclosures

IC 208989 under ICR 201410-3235-014 · OMB 3235-0712.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0712 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
EDGAR PIA_Redacted.pdf Privacy Impact Assessment (EDGAR)	IC Document
secsorn6.pdf SORN 6- Systems of Records Notice for EDGAR	IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

§_B.4 - Standard Risk Retention - Horizontal Interest: Disclosures

Agency IC Tracking Number:

CF 270-613

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 246

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: (SEC 6) Periodic Reports Filed under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940 and Investment Adviser

FR Citation: 41 FR 41550

Number of Respondents: 79

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to New Statute
Annual Number of Responses for this IC	79	79
Annual IC Time Burden (Hours)	435	435
Annual IC Cost Burden (Dollars)	106,650	106,650

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
Privacy Impact Assessment (EDGAR)	EDGAR PIA_Redacted.pdf	01/14/2015
SORN 6- Systems of Records Notice for EDGAR	secsorn6.pdf	01/14/2015

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.