Information Collection

Rule 34b-1 (17 CFR 270.34b-1) under the Investment Company Act of 1940, Sales Literature Deemed to be Misleading.

IC 34895 under ICR 201410-3235-026 · OMB 3235-0346.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0346 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
EDGAR PIA_Redacted.pdf PIA Redacted	IC Document

IC Title:

Rule 34b-1 (17 CFR 270.34b-1) under the Investment Company Act of 1940, Sales Literature Deemed to be Misleading.

Agency IC Tracking Number:

270-305

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 270.34b-1

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 130

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	13,685	1,252	12,433
Annual IC Time Burden (Hours)	27,370	-2,594	29,964
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
PIA Redacted	EDGAR PIA_Redacted.pdf	12/03/2014

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.