Rule 34b-1 (17 CFR 270.34b-1) under the Investment Company Act of 1940, Sales Literature Deemed to be Misleading.

OMB 3235-0346

OMB 3235-0346

Rule 34b-1 deems to be materially misleading any investment company sales literature required to be filed with the Securities and Exchange Commission by Section 24(b) of the Investment Company Act that includes performance data, unless the sales literature also includes the appropriate uniformly computed data and the legend disclosure required in investment company advertisements by rule 482 under the Securities Act.

The latest form for Rule 34b-1 (17 CFR 270.34b-1) under the Investment Company Act of 1940, Sales Literature Deemed to be Misleading. expires 2021-05-31 and can be found here.

All Historical Document Collections
Extension without change of a currently approved collection 2021-05-17
Revision of a currently approved collection 2020-11-17
Approved without change
Extension without change of a currently approved collection 2018-03-08
Approved without change
Extension without change of a currently approved collection 2014-12-05
Approved without change
Extension without change of a currently approved collection 2011-11-21
Preapproved
Revision of a currently approved collection 2010-06-25
Approved without change
Extension without change of a currently approved collection 2009-01-26
Approved without change
Extension without change of a currently approved collection 2006-01-31
Approved without change
Extension without change of a currently approved collection 2003-01-29
Approved without change
Revision of a currently approved collection 2000-03-22
Approved without change
Extension without change of a currently approved collection 2000-02-15
Approved without change
Revision of a currently approved collection 1996-12-19
Approved without change
Revision of a currently approved collection 1995-12-08
Approved without change
Revision of a currently approved collection 1995-03-02
Approved without change
Revision of a currently approved collection 1994-01-12
Approved without change
Revision of a currently approved collection 1993-04-19
Approved without change
Revision of a currently approved collection 1990-07-23
Approved without change
Revision of a currently approved collection 1989-10-03
Approved without change
New collection (Request for a new OMB Control Number) 1986-10-02

© 2021 OMB.report | Privacy Policy