Rule 34b-1 (17 CFR 270.34b-1) under the Investment Company Act of 1940, Sales Literature Deemed to be Misleading.

OMB 3235-0346

OMB 3235-0346

Rule 34b-1 deems to be materially misleading any investment company sales literature required to be filed with the Securities and Exchange Commission by Section 24(b) of the Investment Company Act that includes performance data, unless the sales literature also includes the appropriate uniformly computed data and the legend disclosure required in investment company advertisements by rule 482 under the Securities Act.

The latest form for Rule 34b-1 (17 CFR 270.34b-1) under the Investment Company Act of 1940, Sales Literature Deemed to be Misleading. expires 2021-05-31 and can be found here.

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