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Federal forms, ICRs, and supporting documents

OMB control number

Rule 34b-1 (17 CFR 270.34b-1) under the Investment Company Act of 1940, Sales Literature Deemed to be Misleading.

OMB 3235-0346 · SEC.

OMB 3235-0346

Any advertisement, pamphlet, circular, form letter, or other sales literature addressed to or intended for distribution to prospective investors that is required to be filed with the Commission by section 24(b) of the Investment Company Act of 1940 (“sales literature”) shall have omitted to state a fact necessary in order to make the statements made therein not materially misleading unless the sales literature includes the information specified by this rule.

The latest form for Rule 34b-1 (17 CFR 270.34b-1) under the Investment Company Act of 1940, Sales Literature Deemed to be Misleading. expires 2027-05-31 and is listed under ICR 202401-3235-016.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
3235-0346.pdf Supplementary Document
3235-0346.pdf Supplementary Document
Supporting Statement.pdfSupporting Statement A
Rule 34b-1 (17 CFR 270.34b-1) under the Investment Company Act of 1940, Sales Literature Deemed to be Misleading. Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202401-3235-016 Extension without change of a currently approved collection 2024-03-28 Approved without change
202212-3235-012 Revision of a currently approved collection 2022-12-19 Approved without change
202102-3235-007 Extension without change of a currently approved collection 2021-05-17 Approved without change
202011-3235-014 Revision of a currently approved collection 2020-11-17
201708-3235-007 Extension without change of a currently approved collection 2018-03-08 Approved without change
201410-3235-026 Extension without change of a currently approved collection 2014-12-05 Approved without change
201111-3235-030 Extension without change of a currently approved collection 2011-11-21 Approved without change
201006-3235-027 Revision of a currently approved collection 2010-06-25 Preapproved
200808-3235-009 Extension without change of a currently approved collection 2009-01-26 Approved without change
200601-3235-013 Extension without change of a currently approved collection 2006-01-31 Approved without change
200301-3235-018 Extension without change of a currently approved collection 2003-01-29 Approved without change
200003-3235-033 Revision of a currently approved collection 2000-03-22 Approved without change
200002-3235-004 Extension without change of a currently approved collection 2000-02-15 Approved without change
199612-3235-013 Revision of a currently approved collection 1996-12-19 Approved without change
199512-3235-003 Revision of a currently approved collection 1995-12-08 Approved without change
199503-3235-001 Revision of a currently approved collection 1995-03-02 Approved without change
199401-3235-006 Revision of a currently approved collection 1994-01-12 Approved without change
199304-3235-004 Revision of a currently approved collection 1993-04-19 Approved without change
199007-3235-010 Revision of a currently approved collection 1990-07-23 Approved without change
198910-3235-001 Revision of a currently approved collection 1989-10-03 Approved without change
198610-3235-003 New collection (Request for a new OMB Control Number) 1986-10-02 Approved without change