Rule 34b-1 (17 CFR 270.34b-1) under the Investment Company Act of 1940, Sales Literature Deemed to be Misleading

ICR 200002-3235-004

OMB: 3235-0346

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0346 200002-3235-004
Historical Active 199612-3235-013
SEC
Rule 34b-1 (17 CFR 270.34b-1) under the Investment Company Act of 1940, Sales Literature Deemed to be Misleading
Extension without change of a currently approved collection   No
Regular
Approved without change 03/28/2000
Retrieve Notice of Action (NOA) 02/15/2000
  Inventory as of this Action Requested Previously Approved
03/31/2003 03/31/2003 03/31/2000
2,725 0 1,435
6,540 0 3,444
0 0 0

Rule 34b-1 deems to be materially misleading any investment company sales literature that includes any information purporting to show the investment performance of the fund unless the sales literature also includes standardized performance data.

None
None


No

1
IC Title Form No. Form Name
Rule 34b-1 (17 CFR 270.34b-1) under the Investment Company Act of 1940, Sales Literature Deemed to be Misleading

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 2,725 1,435 0 0 1,290 0
Annual Time Burden (Hours) 6,540 3,444 0 0 3,096 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/15/2000


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