Regulations Containing Procedures for Handling of Retaliation Complaints

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form OSHA 8-60.1 Regulations Containing Procedures for Handling of Retaliation Complaints	Form and Instruction	Modified	Available
CFPA IFR (79 FR 18630) 2014.pdf	Supplementary Document	Uploaded 2015-02-19	Available
FSMA IFR (79 FR 8619) 2014.pdf	Supplementary Document	Uploaded 2015-02-19	Available
NSC Justification - Electronic Form 11-07-14.docx	Justification for No Material/Nonsubstantive Change	Uploaded 2015-02-19	Available
1218-0236 FINAL Supporting Statement - Revision for New Electronic Form.docx	Supporting Statement A	Uploaded 2013-06-12	Available
FR, 29 CFR 24.103 (ERA and environmental statutes) 111811.pdf	Supplementary Document	Uploaded 2013-05-13	Available
IFR, 29 CFR 1980.103 (SOX) 110311.pdf	Supplementary Document	Uploaded 2013-05-13	Available
IFR - 29 CFR 1986.103.pdf	Supplementary Document	Uploaded 2013-05-13	Available
60-day Preclearance FRN FED20130117.pdf	Supplementary Document	Uploaded 2013-05-10	Available
MAP-21.pdf	Supplementary Document	Uploaded 2012-10-02	Available
FED20120727 (STAA Final Rule).pdf	Supplementary Document	Uploaded 2012-10-02	Available
FED20120710 (CPSIA Final Rule).pdf	Supplementary Document	Uploaded 2012-10-02	Available
Clarifications, 75 FR 71355 to 71357.pdf	Supplementary Document	Uploaded 2011-01-11	Available
IFR - 29 CFR 1982.103.pdf	Supplementary Document	Uploaded 2011-01-11	Available
29 CFR 1981.103.pdf	Supplementary Document	Uploaded 2011-01-11	Available
29 CFR 1979.103.pdf	Supplementary Document	Uploaded 2011-01-11	Available
29 CFR 1977.15.pdf	Supplementary Document	Uploaded 2011-01-11	Available
Section 402 of P.L. 111-353 (FSMA).pdf	Supplementary Document	Uploaded 2011-01-11	Available
46 U.S.C. 2114, as amended by Section 611 of P.L. 111-281 (SPA).pdf	Supplementary Document	Uploaded 2011-01-11	Available
Section 1057 of P.L. 111-203 (CFPA).pdf	Supplementary Document	Uploaded 2011-01-11	Available
29 CFR 218(c) (ACA).pdf	Supplementary Document	Uploaded 2011-01-11	Available
49 U.S.C 60129 (PSIA).pdf	Supplementary Document	Uploaded 2011-01-07	Available
49 USC 42121 (AIR21).pdf	Supplementary Document	Uploaded 2011-01-07	Available
42 U.S.C. 5851 (ERA).pdf	Supplementary Document	Uploaded 2011-01-07	Available
15 U.S.C. 2622 (TSCA).pdf	Supplementary Document	Uploaded 2011-01-07	Available
33 U.S.C. 1367 (FWPCA).pdf	Supplementary Document	Uploaded 2011-01-07	Available
42 USC 6971(SWDA).pdf	Supplementary Document	Uploaded 2011-01-07	Available
42 U.S.C. 300j-(9)(i) (SDWA).pdf	Supplementary Document	Uploaded 2011-01-07	Available
42 U.S.C. 9610 (CERCLA).pdf	Supplementary Document	Uploaded 2011-01-07	Available
42 U.S.C. 7622 (CAA).pdf	Supplementary Document	Uploaded 2011-01-07	Available
18 U.S.C. 1514A (SOX).pdf	Supplementary Document	Uploaded 2011-01-07	Available
15 U.S.C. 2087 (CPSIA).pdf	Supplementary Document	Uploaded 2011-01-07	Available
6 U.S.C. 1142 (NTSSA).pdf	Supplementary Document	Uploaded 2011-01-07	Available
49 U.S.C. 20109 (FRSA).pdf	Supplementary Document	Uploaded 2011-01-07	Available
49 U.S.C. 31105 (STAA).pdf	Supplementary Document	Uploaded 2011-01-07	Available
46 U.S.C. 80507 (ISCA).pdf	Supplementary Document	Uploaded 2011-01-07	Available
15 U.S.C. 2651 (AHERA).pdf	Supplementary Document	Uploaded 2011-01-07	Available
29 U.S.C. 660(c).pdf	Supplementary Document	Uploaded 2011-01-07	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
14293	Regulations Containing Procedures for Handling of Retaliation Complaints	Form and Instruction	Modified

ICR Details

OMB Control No: 1218-0236	ICR Reference No: 201411-1218-001
Status: Historical Active	Previous ICR Reference No: 201407-1218-001
Agency/Subagency: DOL/OSHA	Agency Tracking No: 1218-0236(2014 Form)
Title: Regulations Containing Procedures for Handling of Retaliation Complaints
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/06/2015
	Date Received in OIRA: 02/19/2015
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2016	07/31/2016	07/31/2016
Responses	2,872	0	2,872
Time Burden (Hours)	2,872	0	2,872
Cost Burden (Dollars)	0	0	0

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Abstract: Employees may file complaints with the Agency for investigation alleging that their employer violated "whistleblower" protection provisions contained in certain statutes and regulations for which the Agency has investigatory responsibility. These whistleblower provisions prohibit retaliatory action by employers against employees who report alleged violations of certain laws or regulations or otherwise engage in protected activities specified by the whistleblower provisions.

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Authorizing Statute(s): US Code: 42 USC 300j-9(i) Name of Law: Safe Drinking Water Act
   US Code: 42 USC 5851 Name of Law: Energy Reorganization Act
   US Code: 42 USC 9610 Name of Law: Comprehensive Environmental Response, Compensation and Liability Act
   US Code: 49 USC 42121 Name of Law: Wendell H. Ford Aviation Investment and Reform Act for the 21st Century
   US Code: 49 USC 60129 Name of Law: Pipeline Safety Improvement Act
   US Code: 29 USC 660(c) Name of Law: Occupational Safety and Health Act
   US Code: 15 USC 2651 Name of Law: Asbestos Hazard Emergency Response Act
   US Code: 46 USC 80507 Name of Law: International Safe Container Act
   US Code: 49 USC 31105 Name of Law: Surface Transportation Assistance Act
   US Code: 49 USC 30171 Name of Law: Moving Ahead for Progress in the 21st Centry Act (MAP-21)
   US Code: 15 USC 2087 Name of Law: Consumer Product Safety Improvement Act
   US Code: 46 USC 2114 Name of Law: Seaman's Protection Act
   US Code: 12 USC 5567 Name of Law: Consumer Financial Protection Act, Section 1057 of the Dodd- Frank Wall Street Reform and Consumer P
   US Code: 29 USC 218(c) Name of Law: Affordable Care Act
   PL: Pub.L. 111 - 281 611 Name of Law: Coast Guard Authorization Act of 2010
   US Code: 21 USC 339d Name of Law: FDA Food Safety and Modernization Act
   US Code: 18 USC 1514A Name of Law: Sarbanes-Oxley Act
   US Code: 33 USC 1367 Name of Law: Federal Water Pollution Control Act
   US Code: 15 USC 2622 Name of Law: Toxic Substances Control Act
   US Code: 42 USC 6971 Name of Law: Solid Waste Disposal Act
   US Code: 42 USC 7622 Name of Law: Clean Air Act
   US Code: 49 USC 20109 Name of Law: Federal Railroad Safety Act
   US Code: 6 USC 1142 Name of Law: National Transit Systems Security Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking	79 FR 18630	04/03/2014

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 3918	01/17/2013
30-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 36276	06/17/2013
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Regulations Containing Procedures for Handling of Retaliation Complaints	OSHA 8-60.1, OSHA 8-60.1	Notice of Whistleblower Complaint ,   Notice of Whistleblower Complaint

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	2,872	2,872	0	0	0	0
Annual Time Burden (Hours)	2,872	2,872	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $135,228

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Yes

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 02/19/2015

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