Safety Management Systems for Part 121 Certificate Holders

ICR 201411-2120-004

OMB: 2120-0763

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC ID
Document
Title
Status
213861
New
195147
Modified
ICR Details
2120-0763 201411-2120-004
Historical Inactive 201011-2120-003
DOT/FAA
Safety Management Systems for Part 121 Certificate Holders
New collection (Request for a new OMB Control Number)   No
Regular
Preapproved 06/02/2015
Retrieve Notice of Action (NOA) 12/12/2014
The agency revised its estimate of the annual cost burden.
  Inventory as of this Action Requested Previously Approved
06/30/2018 36 Months From Approved
180 0 0
565,992 0 0
6,854,112 0 0

The new 14 CFR part 5 would require certificate holders authorized to conduct operations under part 121 to develop and implement a Safety Management System (SMS) for all of their aviation safety-related activities. The certificate holder will use the data it collects to identify hazards and instances of non-compliances with requirements and standards. With the exception of a one-time submission of an implementation plan, the data will not be submitted to the FAA. The safety policy, outputs of safety risk management and safety assurance processes, and training and communication records will be kept by the certificate holder and used in its SMS.

PL: Pub.L. 111 - 216 215 Name of Law: The Aviation Safety and Federal Aviation Administration Extension Act of 2010
  
None

2120-AJ86 Final or interim final rulemaking

No

2
IC Title Form No. Form Name
SMS Documentation
SMS Implementation Plans

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 180 0 0 180 0 0
Annual Time Burden (Hours) 565,992 0 0 565,992 0 0
Annual Cost Burden (Dollars) 6,854,112 0 0 6,854,112 0 0
Yes
Miscellaneous Actions
No
SMS is a new requirement, so this is a program change.

$2,600,000
No
No
No
No
No
Uncollected
Scott VanBuren 202 494-8417 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/12/2014


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