60 day Federal Register

2014-23263 Federal Register.pdf

Regulation Pertaining to Financial Integrity of the Forex Market Place

60 day Federal Register

OMB: 3038-0062

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Federal Register / Vol. 79, No. 189 / Tuesday, September 30, 2014 / Notices
Public Meetings
Public meetings are planned. The
dates and locations of meetings can be
obtained by contacting Julie Weeder at
707–825–5168 or Julie.Weeder@
noaa.gov. Exact locations, dates and
times of public meetings will also be
posted on the above Web site.
Authority: 16 U.S.C. 1531 et seq.
Dated: September 18, 2014.
Angela Somma,
Chief, Endangered Species Division, Office
of Protected Resources, National Marine
Fisheries Service.
[FR Doc. 2014–23230 Filed 9–29–14; 8:45 am]
BILLING CODE 3510–22–P

COMMODITY FUTURES TRADING
COMMISSION
Agency Information Collection
Activities: Notice of Intent To Renew
Collection 3038–0062, Regulation
Pertaining to Financial Integrity of the
Forex Market Place
Commodity Futures Trading
Commission.
ACTION: Notice.
AGENCY:

The Commodity Futures
Trading Commission (Commission or
CFTC) is announcing an opportunity for
public comment on the proposed
collection of certain information by the
agency. Under the Paperwork Reduction
Act of 1995 (‘‘PRA’’), Federal agencies
are required to publish notice in the
Federal Register concerning each
proposed collection of information,
including each proposed extension of an
existing collection of information, and
to allow 60 days for public comment in
response to the notice. This notice
solicits comments on requirements
relating to reporting by retail foreign
exchange dealers who fail to maintain
required capital, reporting to customers,
risk assessment filings and
recordkeeping requirements.
DATES: Comments must be submitted on
or before December 1, 2014.
ADDRESSES: You may submit comments,
identified by ‘‘Regulation Pertaining to
Financial Integrity of the Forex Market
Place’’ by any of the following methods:
• The Agency’s Web site, at http://
comments.cftc.gov. Follow the
instructions for submitting comments
through the Web site.
• Mail: Christopher Kirkpatrick,
Secretary of the Commission,
Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW., Washington, DC
20581.

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• Hand Delivery/Courier: Same as
Mail, above.
• Federal eRulemaking Portal: http://
www.regulations.gov/search/index.jsp.
Follow the instructions for submitting
comments through the Portal. Please
submit your comments using only one
method.
All comments must be submitted in
English, or if not, accompanied by an
English translation. Comments will be
posted as received to http://
www.cftc.gov. You should submit only
information that you wish to make
available publicly. If you wish the
Commission to consider information
that you believe is exempt from
disclosure under the Freedom of
Information Act, a petition for
confidential treatment of the exempt
information may be submitted according
to the procedures established in § 145.9
of the Commission’s regulations.1
The Commission reserves the right,
but shall have no obligation, to review,
pre-screen, filter, redact, refuse or
remove any or all of your submission
from http://www.cftc.gov that it may
deem to be inappropriate for
publication, such as obscene language.
All submissions that have been redacted
or removed that contain comments on
the merits of the ICR will be retained in
the public comment file and will be
considered as required under the
Administrative Procedure Act and other
applicable laws, and may be accessible
under the Freedom of Information Act.
Comments may also be submitted to
the Office of Management and Budget
(OMB), Office of Information and
Regulatory Affairs, Attention: Desk
Officer for CFTC, 725 17th Street NW.,
Washington, DC 20503; or Fax: 202–
395–5806.
FOR FURTHER INFORMATION CONTACT:
Mark Bretscher, Division of Swap Dealer
and Intermediary Oversight, Commodity
Futures Trading Commission, 525 W.
Monroe, Suite 1100, Chicago, IL 60661;
(312) 596–0529; email: mbretscher@
cftc.gov, and refer to OMB Control No.
3038–0062.
SUPPLEMENTARY INFORMATION: Under the
PRA, Federal agencies must obtain
approval from OMB for each collection
of information they conduct or sponsor.
‘‘Collection of Information’’ is defined
in 44 U.S.C. 3502(3) and 5 CFR 1320.3
and includes agency requests or
requirements that members of the public
submit reports, keep records, or provide
information to a third party. Section
3506(c)(2)(A) of the PRA, 44 U.S.C.
3506(c)(2)(A), requires Federal agencies
to provide a 60-day notice in the
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CFR 145.9.

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Federal Register concerning each
proposed collection of information
before submitting the collection to OMB
for approval. To comply with this
requirement, the CFTC is publishing
notice of the proposed collection of
information listed below.
Title: Regulation Pertaining to
Financial Integrity of the Forex Market
Place.
Abstract: Pursuant to Amendments to
the Commodity Exchange Act found in
the Food, Conservation, and Energy Act
of 2008, Public Law 110–246, 122 Stat.
1651, 2189–2204 (2008), the
Commission promulgated a
comprehensive set of rules applicable to
intermediaries and counterparties
engaged in the offer and sale of offexchange forex contracts to retail
customers. New requirements under
Part 5 included reporting by retail
foreign exchange dealers who fail to
maintain required capital, reporting to
customers, risk assessment filings and
recordkeeping requirements.
Burden Statement: The respondent
burden for this collection is estimated to
be 0.87 hours per response.
Respondents/Affected Entities: Retail
Foreign Exchange Dealers, Futures
Commission Merchants, Introducing
Brokers, and other counterparties to
forex transactions.
Estimated Number of Respondents:
60.
Estimated Total Annual Burden on
Respondents: 2830 hours.
Frequency of Collection: Annual and
on occasion.
Dated: September 25, 2014.
Christopher J. Kirkpatrick,
Secretary of the Commission.
[FR Doc. 2014–23263 Filed 9–29–14; 8:45 am]
BILLING CODE 6351–01–P

COMMODITY FUTURES TRADING
COMMISSION
Privacy Act of 1974 System of Records
Notice
Commodity Futures Trading
Commission.
ACTION: Notice of the retirement of two
Privacy Act systems of records notices.
AGENCY:

In accordance with the
Privacy Act of 1974, the Commodity
Futures Trading Commission
(Commission) is providing notice that it
is retiring two systems of records
notices (SORNs), CFTC–20 Registration
and CFTC–28 Self-Regulatory
Organization Disciplinary Action Files,
from its inventory of record systems
because the relevant records are covered
by the revised SORN CFTC–12, National

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