30 day Federal Register

0062 30-day FR notice 2014-28382.pdf

Regulation Pertaining to Financial Integrity of the Forex Market Place

30 day Federal Register

OMB: 3038-0062

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Federal Register / Vol. 79, No. 231 / Tuesday, December 2, 2014 / Notices

hourly rate for these individuals is
estimated to be $37.50.

Estimated time
for response
(hours)

Item

Estimated annual
burden hours

National Medal of Technology and Innovation Nomination Form .............................

40

50

2,000

Totals ..................................................................................................................

..............................

50

2,000

Estimated Total Annual (Non-Hour)
Respondent Cost Burden: $1.47.
Although it is possible for the public
to submit the nominations through
regular or express mail, recently very
few submissions have been received in
this manner. The majority of recent
submissions have been through
electronic mail. Therefore, we estimate
one mailing per year within the next 3
years at a rate of 49 cents for a total
postage cost of $1.47.

SUMMARY:

IV. Request for Comments

ADDRESSES:

Comments are invited on: (a) Whether
the proposed collection of information
is necessary for the proper performance
of the functions of the agency, including
whether the information shall have
practical utility; (b) the accuracy of the
agency’s estimate of the burden
(including hours and cost) of the
proposed collection of information; (c)
ways to enhance the quality, utility, and
clarity of the information to be
collected; and (d) ways to minimize the
burden of the collection of information
on respondents, e.g., the use of
automated collection techniques or
other forms of information technology.
Comments submitted in response to
this notice will be summarized or
included in the request for OMB
approval of this information collection;
they will also become a matter of public
record.
Dated: November 20, 2014.
Marcie Lovett,
Records Management Division Director,
USPTO, Office of the Chief Information
Officer.
[FR Doc. 2014–28355 Filed 12–1–14; 8:45 am]
BILLING CODE 3510–16–P

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Estimated annual
responses

COMMODITY FUTURES TRADING
COMMISSION
Agency Information Collection
Activities Under OMB Review
Commodity Futures Trading
Commission.
ACTION: Notice.
AGENCY:

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In compliance with the
Paperwork Reduction Act of 1995
(PRA), this notice announces that the
Information Collection Request (ICR)
abstracted below has been forwarded to
the Office of Management and Budget
(OMB) for review and comment. The
ICR describes the nature of the
information collection and its expected
costs and burden.

Comments must be submitted on
or before January 2, 2015.

DATES:

Comments may be
submitted directly to the Office of
Information and Regulatory Affairs
(OIRA) in OMB, within 30 days of the
notice’s publication, by email at
[email protected]. Please
identify the comments by OMB Control
No. 3038–0062. Please provide the
Commission with a copy of all
submitted comments at the address
listed below. Please refer to OMB
Reference No. 3038–0062, found on
http://reginfo.gov. Comments may also
be mailed to the Office of Information
and Regulatory Affairs, Office of
Management and Budget, Attention:
Desk Officer for the Commodity Futures
Trading Commission, 725 17th Street
NW., Washington, DC 20503, and Mark
Bretscher, Division of Swap Dealer and
Intermediary Oversight, Commodity
Futures Trading Commission, 525 W.
Monroe, Suite 1100, Chicago, IL.
Comments may also be submitted,
regarding the burden estimated or any
other aspect of the information
collection, including suggestions for
reducing the burden, identified by
‘‘Regulation Pertaining to Financial
Integrity of the Forex Market Place,
OMB Control No. 3038–0062’’ by any of
the following methods:
• The Agency’s Web site, at http://
comments.cftc.gov/. Follow the
instructions for submitting comments
through the Web site.
• Mail: Christopher Kirkpatrick,
Secretary of the Commission,
Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW., Washington, DC
20581.

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• Hand Delivery/Courier: Same as
Mail, above. Please submit your
comments using only one method.
All comments must be submitted in
English, or if not, accompanied by an
English translation. Comments will be
posted as received to www.cftc.gov. If
you wish the Commission to consider
information that is exempt from
disclosure under the Freedom of
Information Act, a petition for
confidential treatment of the exempt
information may be submitted according
to the procedures set forth in § 145.9 of
the Commission’s regulations.1
The Commission reserves the right,
but shall have no obligation, to review,
pre-screen, filter, redact, refuse or
remove any or all of your submission
from www.cftc.gov that it may deem to
be inappropriate for publication, such as
obscene language. All submissions that
have been redacted or removed that
contain comments on the merits of this
matter will be retained in the public
comment file and will be considered as
required under the Administrative
Procedure Act and other applicable
laws, and may be accessible under the
Freedom of Information Act.
FOR FURTHER INFORMATION CONTACT:
Mark Bretscher, Division of Swap Dealer
and Intermediary Oversight, Commodity
Futures Trading Commission, 525 W.
Monroe, Suite 1100, Chicago, IL 60661;
(312) 596–0529; email: mbretscher@
cftc.gov, and refer to OMB Control No.
3038–0062. This contact can also
provide a copy of the ICR. A copy of the
supporting statements for the collection
of information discussed above may be
obtained by visiting RegInfo.gov.
SUPPLEMENTARY INFORMATION:
Title: ‘‘Regulation Pertaining to
Financial Integrity of the Forex Market
Place,’’ (OMB Control No. 3038–0062).
This is a request for extension of a
currently approved information
collection.
Abstract: Pursuant to amendments to
the Commodity Exchange Act found in
the Food, Conservation, and Energy Act
of 2008, Pub. L. 110–246, 122 Stat. 1651,
1 Commission regulations referred to herein are
found at 17 CFR Ch. 1 (2014).

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Federal Register / Vol. 79, No. 231 / Tuesday, December 2, 2014 / Notices

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2189–2204 (2008), the Commodity
Futures Trading Commission
promulgated a comprehensive set of
rules applicable to intermediaries and
counterparties engaged in the offer and
sale of off-exchange forex contracts to
retail customers. New requirements
under Part 5 included reporting by retail
foreign exchange dealers who fail to
maintain required capital, reporting to
customers, risk assessment filings and
recordkeeping requirements.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for the CFTC’s regulations
were published on December 30, 1981.
See 46 FR 63035 (Dec. 30, 1981). The
Federal Register notice with a 60-day
comment period soliciting comments on
this collection of information was
published on September 30, 2014 (79 FR
58751).
Burden Statement: The respondent
burden for this collection is estimated to
average 0.87 hours per response. The
total annual cost burden per respondent
is estimated to be $2,075. The
Commission based its calculation on an

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hourly wage rate of $44.01 for a
Compliance Officer.2
Respondents/Affected Entities: Retail
Foreign Exchange Dealers, Futures
Commission Merchants, Introducing
Brokers, and other counterparties to
forex transactions.
Estimated Number of Respondents:
60.
Estimated Total Annual Burden on
Respondents: 2,830 hours.
Frequency of Collection: Annual and
on occasion.
Authority: 44 U.S.C. 3501 et seq.
Dated: November 26, 2014.
Christopher J. Kirkpatrick,
Secretary of the Commission.
[FR Doc. 2014–28382 Filed 12–1–14; 8:45 am]
BILLING CODE 6351–01–P

2 In arriving at a wage rate for the hourly costs
imposed, Commission staff used the National
Industry-Specific Occupational Employment and
Wage Estimates, published in May (2013 Report).
The hourly rate for a Compliance Officer in the
Securities and Commodity Exchanges as published
in the 2010 Report was $44.01 per hour.

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DEPARTMENT OF DEFENSE
Office of the Secretary
[Transmittal Nos. 14–57]

36(b)(1) Arms Sales Notification
Department of Defense, Defense
Security Cooperation Agency.
ACTION: Notice.
AGENCY:

The Department of Defense is
publishing the unclassified text of a
section 36(b)(1) arms sales notification.
This is published to fulfill the
requirements of section 155 of Public
Law 104–164 dated July 21, 1996.
FOR FURTHER INFORMATION CONTACT:
Ms. B. English, DSCA/DBO/CFM, (703)
601–3740.
The following is a copy of a letter to
the Speaker of the House of
Representatives, Transmittal 14–57 with
attached transmittal, and policy
justification.
SUMMARY:

Dated: November 26, 2014.
Aaron Siegel,
Alternate OSD Federal Register Liaison
Officer, Department of Defense.
BILLING CODE 5001–06–P

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