Information Collection

Form NRSRO - ICR1

IC 179199 under ICR 201411-3235-005 · OMB 3235-0625.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0625 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC1541 Form NRSRO - ICR1	Form and Instruction
SEC1541 APPLICATION FOR REGISTRATION AS A NATIONALLY RECOGNIZED formnrsro.pdf www.sec.gov/about/forms/formnrsro.pdf	Form and Instruction
EDGAR PIA_Redacted.pdf EDGAR Privacy Impact Assessment	IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Form NRSRO - ICR1

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249b.300 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC1541	APPLICATION FOR REGISTRATION AS A NATIONALLY RECOGNIZED STATISTICAL RATING ORGANIZATION (NRSRO)	formnrsro.pdf	http://www.sec.gov/about/forms/formnrsro.pdf	Yes	Yes	Fillable Fileable

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: (SEC) 1 Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933, Securities Exchange Act of 1934, and Investment Company Act of 1940

FR Citation: 40 FR 39255

Number of Respondents: 10

Number of Respondents for Small Entity: 1

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	10	0	9	1
Annual IC Time Burden (Hours)	1,860	1,750	0	110
Annual IC Cost Burden (Dollars)	53,333	53,333	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
EDGAR Privacy Impact Assessment	EDGAR PIA_Redacted.pdf	09/10/2014

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.