Offer in Compromise of Liability Incurred Under Federal Alcohol Administration Act

Forms and Documents

Document Name	Status
Form TTB F 5640.2 Offer in Compromise of Liability Incurred Under the Federal Alcohol Administration Act Form and Instruction	Modified
Form TTB F 5640.2 Offer in Compromise of Liability Incurred Under Federal Alcohol Administration Act, as amended Form and Instruction	Removed
1513-0055 Supporting Statement (2014-12) FINAL 123114.doc Supporting Statement A	2014-12-31

IC Document Collections

IC ID	Document Title	Status
186129	Offer in Compromise of Liability Incurred Under the Federal Alcohol Administration Act Form and Instruction	Modified
16044	Offer in Compromise of Liability Incurred Under Federal Alcohol Administration Act, as amended Form and Instruction	Removed

ICR Details

OMB Control No: 1513-0055	ICR Reference No: 201412-1513-005
Status: Historical Active	Previous ICR Reference No: 201109-1513-005
Agency/Subagency: TREAS/TTB	Agency Tracking No: PRA-49-0055
Title: Offer in Compromise of Liability Incurred Under Federal Alcohol Administration Act
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 11/21/2015
	Date Received in OIRA: 12/31/2014
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2018	36 Months From Approved	11/30/2015
Responses	20	0	18
Time Burden (Hours)	40	0	36
Cost Burden (Dollars)	0	0	0

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Abstract: A proponent or a proponent's agent may submit a monetary offer in compromise to resolve alleged violations of the Federal Alcohol Administration Act, as amended (FAA Act). The offer is a request by the party in violation to compromise penalties for the violations in lieu of civil or criminal action. A proponent or a proponent's agent completes and files TTB F 5640.2 with TTB to identify the FAA Act violation(s) to be compromised, the person who committed them, the amount of compromise offer, and justification for TTB's acceptance of the offer.

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Authorizing Statute(s): US Code: 27 USC 207 Name of Law: Federal Alcohol Administration Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 61940	10/15/2014
30-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 78139	12/29/2014
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Offer in Compromise of Liability Incurred Under the Federal Alcohol Administration Act	TTB F 5640.2	Offer in Compromise of Liability Under the Federal Alcohol Administration Act, As Amended
Offer in Compromise of Liability Incurred Under Federal Alcohol Administration Act, as amended	TTB F 5640.2	Offer in Compromise Of Liability Incurred under the Federal Alcohol Administrative Act, as Amended

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	20	18	0	0	2	0
Annual Time Burden (Hours)	40	36	0	0	4	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: An adjustment to the number of respondents from 18 to 20 increases the total burden hours to 40. Also, the same information collection instrument that had previously been reported separately due to the type of "reporting obligation," is now being reported under a single information collection (IC). This adjustment does not change the currently approved burden, only combines it under a single IC.

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Annual Cost to Federal Government: $2,331

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 12/31/2014

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