Rule 15g-4; Disclosure of compensation to brokers or dealers

Rule 15g-4; Disclosure of compensation to brokers or dealers

OMB: 3235-0393

IC ID: 34987

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Rule 15g-4; Disclosure of compensation to brokers or dealers 270-347
 
No Modified
 
Mandatory
 
17 CFR 240.15g-4

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

221 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 1,154,725 0 0 62,700 0 1,092,025
Annual IC Time Burden (Hours) 19,245 0 0 1,045 0 18,200
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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