Rules 17Ad-6 and 17Ad-7: Recordkeeping Requirements for Registered Transfer Agents

Rules 17Ad-6, 17 CFR 240.17Ad-6 and 17Ad-7, 17 CFR 240.17Ad-7: Recordkeeping Requirements for Registered Transfer Agents

OMB: 3235-0291

IC ID: 34784

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Rules 17Ad-6 and 17Ad-7: Recordkeeping Requirements for Registered Transfer Agents 270-151
 
No Modified
 
Mandatory
 
17 CFR 240.17Ad-6 17 CFR 240.17Ad-7

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

429 86
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 429 0 0 -44 0 473
Annual IC Time Burden (Hours) 214,500 0 0 -22,000 0 236,500
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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