Rules 17Ad-6, 17 CFR 240.17Ad-6 and 17Ad-7, 17 CFR 240.17Ad-7: Recordkeeping Requirements for Registered Transfer Agents

ICR 202402-3235-015

OMB: 3235-0291

Federal Form Document

Forms and Documents

Document Name	Status
3235-0291.pdf Supplementary Document	2024-05-10
3235-0291.pdf Supplementary Document	2024-05-10
Supporting Statement _ Rules 17Ad-6 and 7 2024 DGL REVISED.pdf Supporting Statement A	2024-02-29
3235-0291 30 Day Notice.pdf Supplementary Document	2021-06-25
3235-0291 60 Day Notice.pdf Supplementary Document	2021-06-25

IC Document Collections

IC ID	Document Title	Status
34784	Rules 17Ad-6 and 17Ad-7: Recordkeeping Requirements for Registered Transfer Agents	Modified