Information Collection Request
Rules 17Ad-6, 17 CFR 240.17Ad-6 and 17Ad-7, 17 CFR 240.17Ad-7: Recordkeeping Requirements for Registered Transfer Agents
ICR 202402-3235-015 · OMB 3235-0291 · Received in OIRA
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 3235-0291.pdf |
Supplementary Document | Uploaded 2024-05-10 | Repair queued |
| 3235-0291.pdf |
Supplementary Document | Uploaded 2024-05-10 | Repair queued |
| Supporting Statement _ Rules 17Ad-6 and 7 2024 DGL REVISED.pdf |
Supporting Statement A | Uploaded 2024-02-29 | Missing upstream |
| 3235-0291 30 Day Notice.pdf |
Supplementary Document | Uploaded 2021-06-25 | Repair queued |
| 3235-0291 60 Day Notice.pdf |
Supplementary Document | Uploaded 2021-06-25 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 34784 |  Rules 17Ad-6 and 17Ad-7: Recordkeeping Requirements for Registered Transfer Agents |
Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0291 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 202104-3235-011 |
| Agency Tracking No | TM-270-151 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |