Information Collection

Rules 17Ad-6 and 17Ad-7: Recordkeeping Requirements for Registered Transfer Agents

IC 34784 under ICR 202402-3235-015 · OMB 3235-0291.

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IC Title:

Rules 17Ad-6 and 17Ad-7: Recordkeeping Requirements for Registered Transfer Agents

Agency IC Tracking Number:

270-151

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17Ad-6 17 CFR 240.17Ad-7

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 315

Number of Respondents for Small Entity: 86

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	315	-44	359
Annual IC Time Burden (Hours)	157,500	-22,000	179,500
Annual IC Cost Burden (Dollars)	0	0	0

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