Letterhead Applications and Notices Filed by Brewers, TTB REC 5130/2; and Brewer's Notice, TTB F 5130.10

Forms and Documents

Document Name	Status
Form TTB F 5130.10 Brewer's Notice (Paper) Form and Instruction	Modified
1513-0005_SS_(05_06_15).doc Supporting Statement A	2015-05-06

IC Document Collections

IC ID	Document Title	Status
216446	Letterhead Notices & Applications	New
216445	Brewer's Notice (PONL/electronic) Other-PONL Screen Shots	New
15945	Brewer's Notice (Paper) Form and Instruction	Modified

ICR Details

OMB Control No: 1513-0005	ICR Reference No: 201504-1513-006
Status: Historical Active	Previous ICR Reference No: 201105-1513-013
Agency/Subagency: TREAS/TTB	Agency Tracking No:
Title: Letterhead Applications and Notices Filed by Brewers, TTB REC 5130/2; and Brewer's Notice, TTB F 5130.10
Type of Information Collection: Reinstatement with change of a previously approved collection	Common Form ICR:  No
Type of Review Request: Emergency	Approval Requested By: 05/08/2015
OIRA Conclusion Action: Approved without change	Conclusion Date: 08/13/2015
	Date Received in OIRA: 05/06/2015
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/29/2016	6 Months From Approved
Responses	17,844	0	0
Time Burden (Hours)	14,870	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: The Internal Revenue Code requires brewers to file a notice of intent to operate a brewery. TTB F 5130.10 is similar to a permit and, when approved by TTB, is a brewer's authorization to operate. Letterhead applications and notices are necessary to identify brewery activities so that TTB may ensure that proposed operations do not jeopardize Federal revenues.

Emergency Justfication: Emergency reinstatement to address OMB's term of clearance.

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Authorizing Statute(s): US Code: 26 USC 5092 Name of Law: Internal Revenue Code
   US Code: 26 USC 5042 Name of Law: Internal Revenue Code
   US Code: 26 USC 5401 Name of Law: Internal Revenue Code
   US Code: 26 USC 5414-5417 Name of Law: Internal Revenue Code
   US Code: 26 USC 5411-5412 Name of Law: Internal Revenue Code
   US Code: 26 USC 5051-5056 Name of Law: Internal Revenue Code
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 37662	06/21/2013
30-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 65430	10/31/2013
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 3

IC Title	Form No.	Form Name
Letterhead Notices & Applications
Brewer's Notice (PONL/electronic)
Brewer's Notice (Paper)	TTB F 5130.10	Brewer's Notice

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	17,844	0	0	0	6,288	11,556
Annual Time Burden (Hours)	14,870	0	0	0	4,277	10,593
Annual Cost Burden (Dollars)	0	0	0	0	-82,211	82,211

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: In response to the OMB term of clearance, this submission is being made as a reinstatement with change to identify each element of the collection as a separate information collection instrument. Also, an adjustment to the cost burden was made to correct an error in the previous submission. The number of Brewers increased and as a result, the number of submissions and burden hours also increased. At the same time, 50% of the Brewers used PONL (Permits OnLine), our electronic method of submitting information. Also, distribution cost for TTB has decreased because of the electronic methods of obtaining the form when needed and the cost, to the same, has increased because of the increase in the number of submissions.

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Annual Cost to Federal Government: $5,884

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 05/06/2015

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