Information Collection

Rule 404: Books and Records to Be Made and Maintained by Funding Portals

IC 216557 under ICR 201505-3235-009 · OMB 3235-0727.

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IC Title:

Rule 404: Books and Records to Be Made and Maintained by Funding Portals

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 227.404

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: SEC-1

FR Citation: 41 FR 41550

Number of Respondents: 150

Number of Respondents for Small Entity: 90

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to New Statute
Annual Number of Responses for this IC	150	150
Annual IC Time Burden (Hours)	32,500	32,500
Annual IC Cost Burden (Dollars)	535,000	535,000

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Title	Document	Date Uploaded
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.