Information Collection Request
ICR 201505-3235-009 · OMB 3235-0727 · Public filing
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0727 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 Form Form Funding Porta Form Funding Portal |
Form and Instruction | New | Available |
 PRA - Crowdfunding Rules 400-404 (Funding Portals) - Proposed Rule Final 4-29-15.docx |
Supporting Statement A | Uploaded 2015-05-12 | Available |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 216561 |  Regulation S-ID |
New | ||
| 216560 | Regulation S-AM |
New | ||
| 216559 | Regulation S-P |
New | ||
| 216558 | Rule 403: Compliance Policies and Procedures |
New | ||
| 216557 | Rule 404: Books and Records to Be Made and Maintained by Funding Portals |
New | ||
| 216556 | Form Funding Portal: Designation of U.S. Agent for Service of Process and Opinion of Counsel for Nonresident |
New | ||
| 216555 | Form Funding Portal-W: Notice of Withdrawal from Registration as a Funding Portal |
New | ||
| 216554 | Form Funding Portal/A: Amendment to Registration |
New | ||
| 216553 | Registered National Securities Association Membership |
New | ||
| 216552 | Form Funding Portal: Application for Funding Portal Registration |
Form and Instruction | New | Form Funding Portal |
ICR Details
| OMB Control No | 3235-0727 |
|---|