Interview Survey Form (INV 10)

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form INV 10 Interview Survey Form	Form and Instruction	Modified	Available
Part B Final 2.1.16.docx	Supporting Statement B	Uploaded 2016-02-18	Available
INV 10, 30 Day FRN, Vol. 80, No. 168, Monday, August 31, 2015, Page 52525.pdf	Supplementary Document	Uploaded 2015-08-31	Available
INV 10, Interview Survey Form, 60 Day FRN, Vol. 80, No. 117, Thursday, June 18, 2015, Pages 34936-34937--PDF.pdf	Supplementary Document	Uploaded 2015-06-18	Available
INV 10, Supporting Statement ROCIS FINAL 8-20-2015.doc	Supporting Statement A	Uploaded 2015-08-27	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
33582	Interview Survey Form	Form and Instruction	Modified

ICR Details

OMB Control No: 3206-0106	ICR Reference No: 201506-3206-001
Status: Historical Active	Previous ICR Reference No: 201308-3206-002
Agency/Subagency: OPM	Agency Tracking No:
Title: Interview Survey Form (INV 10)
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 02/18/2016
	Date Received in OIRA: 08/31/2015
Terms of Clearance: This collection is approved based on the revised materials provided by the Agency.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/28/2019	36 Months From Approved	02/29/2016
Responses	61,973	0	63,869
Time Burden (Hours)	6,197	0	6,387
Cost Burden (Dollars)	0	0	0

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Abstract: The Interview Survey Form, INV 10, is mailed by OPM, to a random sampling of record and personal sources contacted during background investigations when investigators have performed fieldwork. The INV 10 is used as a quality control instrument designed to ensure the accuracy and integrity of the investigative product. The form queries the recipient about the investigative procedure exhibited by investigator, the investigator's professionalism, and the information discussed and reported.

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Authorizing Statute(s): EO: EO 10450 Name/Subject of EO: null
   EO: EO 12968 Name/Subject of EO: null
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	80 FR 34936	06/18/2015
30-day Notice:	Federal Register Citation:	Citation Date:
	80 FR 52525	08/31/2015
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Interview Survey Form	INV 10	Interview Survey Form, INV 10

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	61,973	63,869	0	-1,896	0	0
Annual Time Burden (Hours)	6,197	6,387	0	-190	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The burden reduction is attributed to a decrease in recipients returning the completed forms.

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Annual Cost to Federal Government: $111,174

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 08/31/2015

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