Application for and Certification/Exemption of Label/Bottle Approval

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
COLAs Online Screen Shots (2015-07-21).docx	Supplementary Document	Uploaded 2015-07-21	Repair queued
1513-0020 Supporting Statement (2015-07-30).docx	Supporting Statement A	Uploaded 2015-07-30	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
39124	Application for and Certification/Exemption of Label/Bottle Approval	Other-DRAFT - TTB F 5100.31 (7-14-2015)	Modified

ICR Details

OMB Control No: 1513-0020	ICR Reference No: 201507-1513-002
Status: Historical Active	Previous ICR Reference No: 201210-1513-003
Agency/Subagency: TREAS/TTB	Agency Tracking No: IC 52-2/5
Title: Application for and Certification/Exemption of Label/Bottle Approval
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 11/21/2015
	Date Received in OIRA: 07/30/2015
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2018	36 Months From Approved	11/30/2015
Responses	142,444	0	130,772
Time Burden (Hours)	73,596	0	67,566
Cost Burden (Dollars)	0	0	0

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Abstract: To provide consumers with adequate information as to the identity of alcohol beverage products and to prevent consumer deception and unfair advertising practices, the Federal Alcohol Administration Act at 27 U.S.C. 205(e) requires that alcohol beverages sold or introduced into interstate or foreign commerce be labeled in conformity with regulations issued by the Secretary of the Treasury. Further, the producer, bottler, or importer of alcohol beverages must receive approval of the label for such products from TTB prior to their introduction into commerce. TTB F 5100.31 is a dual-use form; industry members use it to request and to obtain the required label approval. The form serves as both an application for and, if approved by TTB, a certificate of label approval (or exemption from a certificate of label approval).

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Authorizing Statute(s): US Code: 27 USC 205(e) Name of Law: Federak Alcohol Administration Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	80 FR 23071	04/24/2015
30-day Notice:	Federal Register Citation:	Citation Date:
	80 FR 45587	07/30/2015
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Application for and Certification/Exemption of Label/Bottle Approval	TTB F 5100.31	Application for and Certification/Exemption of Label/Bottle Approval

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	142,444	130,772	0	0	11,672	0
Annual Time Burden (Hours)	73,596	67,566	0	0	6,030	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: On the TTB F 5100.31 form, TTB is making additions and clarifications to the list of allowable label revisions that do not require a respondent to submit a new COLA application, which are listed in Part V of the form. TTB is making these changes on its own accord and in response to a comment received on TTB F 5100.31. In the future, these additions to the list of allowable changes will lower the number of required responses to this information collection. Currently, due to continued growth in the alcohol beverage industry, TTB is updating the number of respondents, responses, and the total annual burden hours to reflect an increase in the number of respondents.

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Annual Cost to Federal Government: $858,500

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 07/30/2015

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