Small Bank Holding Company Policy Statement

FRY9C_20150702_ffr.pdf

Financial Statements for Holding Companies

Small Bank Holding Company Policy Statement

OMB: 7100-0128

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Federal Register / Vol. 80, No. 127 / Thursday, July 2, 2015 / Notices
Interested parties may submit comments
on the agreements to the Secretary,
Federal Maritime Commission,
Washington, DC 20573, within twelve
days of the date this notice appears in
the Federal Register. Copies of the
agreements are available through the
Commission’s Web site (www.fmc.gov)
or by contacting the Office of
Agreements at (202) 523–5793 or
[email protected].
Agreement No.: 012348.
Title: APL/Hamburg Sud Space
Charter Agreement.
Parties: APL Co. Pte Ltd. and
American President Lines, Ltd. acting as
one party; Hamburg Sud Amerikanische
Dampfschifffahrts-Gesellschaft KG.
Filing Party: Eric. C. Jeffrey, Esq.;
Nixon Peabody LLP; 799 9th Street NW.,
Suite 500; Washington, DC 20001.
Synopsis: The agreement authorizes
APL to charter space to Hamburg Sud in
the trade from China, Hong Kong and
Korea on the one hand to the U.S. West
Coast on the other hand.
Agreement No.: 201227–003.
Title: Pacific Ports Operational
Improvements Agreement.
Parties: Ocean Carrier Equipment
Management Association, Inc.; West
Coast MTO Agreement; Maersk Line A/
S; APL Co. Pte Ltd.; American President
Lines, Ltd., CMA CGM S.A., Cosco
Container Lines Company Limited,
Evergreen Line Joint Service Agreement
Agreement; Hamburg-Sud, Alianca
Navegacao e Logistica Ltda.; Hanjin
Shipping Co., Ltd.; Hapag-Lloyd AG;
Hapag-Lloyd USA; Companhia Libra de
Navegacao; Compania Libra de
Navegacion Uruguay S.A.; Mitsui O.S.K.
Lines, Ltd.; Nippon Yusen Kaisha Line;
Kawasaki Kisen Kaisha, Ltd.; Hyundai
Merchant Marine Co., Ltd.; Zim
Integrated Shipping Services; Matson
Navigation Company, Inc.; APM
Terminals Pacific, Ltd.; California
United Terminals, Inc.; Eagle Marine
Services, Ltd.; International
Transportation Service, Inc.; Long Beach
Container Terminal, Inc.; Seaside
Transportation Service LLC; Total
Terminals LLC; West Basin Container
Terminal LLC; Pacific Maritime
Services, LLC; SSA Terminal (Long
Beach), LLC; Trapac Inc.; Yusen
Terminals, Inc.; SSA Terminals, LLC;
SSA Terminal (Oakland), LLC; SSA
Terminals (Seattle), LLC; Sea Star
Stevedoring Company, Inc.; Washington
United Terminals, Inc.
Filing Party: David F. Smith, Esq.,
Cozen O’Connor, 1627 I Street NW.,
Suite 1100, Washington, DC 20006.
Synopsis: The amendment would add
Mediterranean Shipping Company as a
party to the agreement, and update the

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address for California United Terminal,
Inc. The parties have requested
Expedited Review.
By Order of the Federal Maritime
Commission.
Dated: June 26, 2015.
Karen V. Gregory,
Secretary.
[FR Doc. 2015–16231 Filed 7–1–15; 8:45 am]
BILLING CODE 6731–AA–P

FEDERAL RESERVE SYSTEM
Agency Information Collection
Activities: Announcement of Board
Approval Under Delegated Authority
and Submission to OMB
Board of Governors of the
Federal Reserve System.
SUMMARY: Notice is hereby given of the
final approval of proposed information
collections by the Board of Governors of
the Federal Reserve System (Board)
under OMB delegated authority, as per
5 CFR 1320.16 (OMB Regulations on
Controlling Paperwork Burdens on the
Public). Board-approved collections of
information are incorporated into the
official OMB inventory of currently
approved collections of information.
Copies of the Paperwork Reduction Act
Submission, supporting statements and
approved collection of information
instrument(s) are placed into OMB’s
public docket files. The Federal Reserve
may not conduct or sponsor, and the
respondent is not required to respond
to, an information collection that has
been extended, revised, or implemented
on or after October 1, 1995, unless it
displays a currently valid OMB control
number.
FOR FURTHER INFORMATION CONTACT:
Federal Reserve Board Clearance
Officer—Nuha Elmaghrabi—Office of
the Chief Data Officer, Board of
Governors of the Federal Reserve
System, Washington, DC 20551 (202)
452–3829. Telecommunications Device
for the Deaf (TDD) users may contact
(202) 263–4869, Board of Governors of
the Federal Reserve System,
Washington, DC 20551.
OMB Desk Officer—Shagufta
Ahmed—Office of Information and
Regulatory Affairs, Office of
Management and Budget, New
Executive Office Building, Room 10235,
725 17th Street NW., Washington, DC
20503.
Final approval under OMB delegated
authority of the extension, with revision,
of the following reports:
Report title: Consolidated Financial
Statements for Holding Companies;
Parent Company Only Financial
AGENCY:

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Statements for Large Holding
Companies and Parent Company Only
Financial Statements for Small Holding
Companies.
Agency form number: FR Y–9C;
FR Y–9LP, and FR Y–9SP.
OMB Control number: 7100–0128.
Frequency: Quarterly and
Semiannually.
Reporters: Bank Holding Companies
and Savings and Loan Holding
Companies (collectively, ‘‘holding
companies’’).
Estimated annual reporting hours:
FR Y–9C (non-Advanced Approaches
holding companies)—125,812 hours;
FR Y–9C (Advanced Approaches
holding companies)—2,404 hours;
FR Y–9LP—17,178 hours; and
FR Y–9SP—47,412 hours.
Estimated average hours per response:
FR Y–9C (non-Advanced Approaches
holding companies)—48.84 hours;
FR Y–9C (Advanced Approaches
holding companies)—50.09 hours;
FR Y–9LP—5.25 hours; and
FR Y–9SP—5.40 hours.
Number of respondents:
FR Y–9C (non -Advanced Approaches
holding companies)—644;
FR Y–9C (Advanced Approaches
holding companies)—12;
FR Y–9LP–818; and
FR Y–9SP–4,390.
General description of report: This
information collection is mandatory for
BHCs (12 U.S.C. 12 U.S.C.
1844(c)(1)(AA)). Additionally, 12 U.S.C.
1467a(b)(2)(A) and 1850a(c)(1)(A),
respectively, authorize the Federal
Reserve to require that Savings and
Loan Holding Companies (SLHCs) and
supervised Securities Holding
Companies (SHCs) file the FR Y–9C, FR
Y–9LP, and FR Y–9SP with the Federal
Reserve. Confidential treatment is not
routinely given to the financial data in
this report. However, confidential
treatment for the reporting information,
in whole or in part, can be requested in
accordance with the instructions to the
form, pursuant to sections (b)(4), (b)(6),
or (b)(8) of FOIA (5 U.S.C. 522(b)(4),
(b)(6), and (b)(8)).
Abstract: The FR Y–9C, FR Y–9LP,
and FR Y–9SP are standardized
financial statements for the consolidated
holding company (FR Y–9C) and its
parent (FR Y–9LP) and for parent
holding companies (HCs) that do not file
the FR Y–9C (FR Y–9SP). The FR Y–9
family of reports historically has been,
and continues to be, the primary source
of financial data on HCs between on-site
inspections. Financial data from these
reports is used to detect emerging
financial problems, to review

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asabaliauskas on DSK5VPTVN1PROD with NOTICES

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Federal Register / Vol. 80, No. 127 / Thursday, July 2, 2015 / Notices

performance and conduct preinspection analysis, to monitor and
evaluate capital adequacy, to evaluate
HC mergers and acquisitions, and to
analyze a HC’s overall financial
condition to ensure safe and sound
operations.
Current Actions:
On February 3, 2015, the Board
published a notice in the Federal
Register 1 requesting public comment on
an interim final rule (effective January
30, 2015) that would also remove the
requirement that qualifying savings and
loan holding companies complete
Schedule SC–R, Part I (Regulatory
Capital Components and Ratios) of form
FR Y–9SP (Parent Company Only
Financial Statements for Small Holding
Companies). This schedule would have
collected information on consolidated
regulatory capital components and
ratios from qualifying savings and loan
holding companies that are subject to
Regulation Q, effective June 30, 2015.
Comments for the Paperwork Reduction
Act (PRA) section of the interim final
rule ended April 6, 2015. The Board did
not receive any comments on the PRA
section and the revisions were adopted
as final.
In addition on February 3, 2015, the
Board invited public comment on a
proposed rule (Proposed Rule) 2 that
would also change the filing
requirements for bank holding
companies and savings and loan
holding companies with $500 million or
more but less than $1 billion in total
consolidated assets. These institutions
would not be required to file the FR Y–
9C and the FR Y–9LP (including
regulatory capital information) and
would begin filing the FR Y–9SP if they
also meet the Qualitative Requirements.
The comment period on the PRA section
of the proposed rule ended April 6,
2015. The Board received several
comments in support of the proposed
changes. After considering the
comments, the Board adopted the
revisions as final. The final rule was
published in the Federal Register notice
on April 15, 2015 3 and became effective
May 15, 2015.
Final approval under OMB delegated
authority of the extension, without
revision, of the following reports:
Report title: The Financial Statement
for Employee Stock Ownership Plan
Holding Companies and the
Supplemental to the Consolidated
Financial Statements for Holding
Companies.
1 80 FR 5666 (February 3, 2015) (Interim Final
Rule).
2 80 FR 5694 (February 3, 2015) (Proposed Rule).
3 80 FR 20153 (April 15, 2015) (Final Rule).

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Agency form number: FR Y–9ES and
FR Y–9CS
OMB Control number: 7100–0128.
Frequency: Annually and on occasion.
Reporters: Bank Holding Companies
and Savings and Loan Holding
Companies (collectively, ‘‘holding
companies’’).
Estimated annual reporting hours:
FR Y–9ES—43 hours; and
FR Y–9CS—472 hours.
Estimated average hours per response:
FR Y–9ES—0.5 hours; and
FR Y–9CS—0.5 hours.
Number of respondents:
FR Y–9ES—86; and
FR Y–9CS—236.
General description of report: This
information collection is mandatory for
BHCs (12 U.S.C. 12 U.S.C.
1844(c)(1)(A)). Additionally, 12 U.S.C.
1467a (b)(2)(A) and 1850a(c)(1)(A),
respectively, authorize the Federal
Reserve to require that SLHCs and
supervised SHCs file the FR Y–9ES and
FR Y–9CS reports with the Federal
Reserve. Confidential treatment is not
routinely given to the financial data in
this report. However, confidential
treatment for the reporting information,
in whole or in part, can be requested in
accordance with the instructions to the
form, pursuant to sections (b)(4), (b)(6),
or (b)(8) of FOIA (5 U.S.C. 522(b)(4),
(b)(6), and (b)(8)).
Abstract: The FR Y–9ES collects
annual financial data from ESOPs,
which are also HCs, on their benefit
plan activities. It consists of four
schedules: a Statement of Changes in
Net Assets Available for Benefits, a
Statement of Net Assets Available for
Benefits, Memoranda, and Notes to the
Financial Statements.
The FR Y–9CS is a supplemental
report that the Federal Reserve may
utilize to collect additional data deemed
to be critical and needed in an
expedited manner from HCs. The data
are used to assess and monitor emerging
issues related to HCs and are intended
to supplement the other FR Y–9 reports,
which are used to monitor HCs between
on-site inspections and off-site
assessments through the Small Bank
Holding Company Supervision Program.
The data items included on the FR Y–
9CS may change as needed.
Board of Governors of the Federal Reserve
System, June 29, 2015.
Robert deV. Frierson,
Secretary of the Board.
[FR Doc. 2015–16313 Filed 7–1–15; 8:45 am]
BILLING CODE 6210–01–P

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FEDERAL RESERVE SYSTEM
Agency Information Collection
Activities: Announcement of Board
Approval Under Delegated Authority
and Submission to OMB
Board of Governors of the
Federal Reserve System.
SUMMARY: Notice is hereby given of the
final approval of a proposed information
collection by the Board of Governors of
the Federal Reserve System (Board)
under OMB delegated authority. Boardapproved collections of information are
incorporated into the official OMB
inventory of currently approved
collections of information. Copies of the
Paperwork Reduction Act Submission,
supporting statements, and approved
collection of information instrument(s)
are placed into OMB’s public docket
files. The Federal Reserve may not
conduct or sponsor, and the respondent
is not required to respond to, an
information collection that has been
extended, revised, or implemented on or
after October 1, 1995, unless it displays
a currently valid OMB control number.
FOR FURTHER INFORMATION CONTACT:
Federal Reserve Board Clearance
Officer, Nuha Elmaghrabi, Office of the
Chief Data Officer, Board of Governors
of the Federal Reserve System,
Washington, DC 20551 (202) 452–3829.
Telecommunications Device for the Deaf
(TDD) users may contact (202) 263–
4869, Board of Governors of the Federal
Reserve System, Washington, DC 20551.
OMB Desk Officer, Shagufta Ahmed,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, New Executive Office Building,
Room 10235, 725 17th Street NW.,
Washington, DC 20503.
SUPPLEMENTARY INFORMATION: Final
approval under OMB delegated
authority of the extension for three
years, with revision, of the following
report:
Report title: Annual Report of Holding
Companies; Annual Report of Foreign
Banking Organizations; Report of
Changes in Organizational Structure;
Supplement to the Report of Changes in
Organizational Structure.
Agency form number: FR Y–6; FR Y–
7; FR Y–10.
OMB Control number: 7100–0297.
Effective Date: The revisions to the FR
Y–6 and FR Y–7 organizational chart to
fiscal year ends will be effective
December 31, 2015. Submission of
existing Legal Entity Identifiers (LEI)
information would follow the normal
FR Y–6 and FR Y–7 submission
deadlines (90 and 120 days
respectively). The one-time information
collection to populate existing LEI data
AGENCY:

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