OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Financial Statements for Holding Companies

OMB 7100-0128 · FRS.

OMB 7100-0128

This information collection comprises the following five reports: • Consolidated Financial Statements for Holding Companies (FR Y-9C), • Parent Company Only Financial Statements for Large Holding Companies (FR Y-9LP), • Parent Company Only Financial Statements for Small Holding Companies (FR Y-9SP), • Financial Statements for Employee Stock Ownership Plan Holding Companies (FR Y-9ES), and • Supplement to the Consolidated Financial Statements for Holding Companies (FR Y-9CS). The Board requires bank holding companies (BHCs), most savings and loan holding companies (SLHCs), securities holding companies, and U.S. intermediate holding companies (IHCs) (collectively, HCs) to provide standardized financial statements through one or more of the FR Y-9 reports. The information collected on the FR Y-9 reports is necessary for the Board to identify emerging financial risks and monitor the safety and soundness of HC operations.

The latest form for Financial Statements for Holding Companies expires 2029-06-30 and is listed under ICR 202606-7100-001.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Form FR Y-9C Consolidated Financial Statements for Holding CompaniesForm
Form FR Y-9C Consolidated Financial Statements for Holding CompaniesForm
Form FR Y-9C Consolidated Financial Statements for Holding CompaniesForm
Form FR Y-9CS Supplement to the Consolidated Financial Statements for Holding CompaniesForm
Form FR Y-9ES Financial Statements for Employee Stock Ownership Plan Holding CompaniesForm
Form FR Y-9SP Parent Company Only Financial Statements for Small Holding CompaniesForm
Form FR Y-9LP Parent Company Only Financial Statements for Large Holding CompaniesForm
Form FR Y-9C Consolidated Financial Statements for Holding CompaniesForm
Form FR Y-9CS Supplement to the Consolidated Financial Statements for Holding CompaniesForm
Form FR Y-9ES Financial Statements for Employee Stock Ownership Plan Holding CompaniesForm
Form FR Y-9SP Parent Company Only Financial Statements for Small Holding CompaniesForm
Form FR Y-9LP Parent Company Only Financial Statements for Large Holding CompaniesForm
FRY9_20260611_omb.pdfSupporting Statement A
Reporting FR Y-9C (AA HCs) Instruction
Reporting FR Y-9C (AA HCs) Form
Reporting FR Y-9C (non AA HCs) with $5 billion or more in total assets Instruction
Reporting FR Y-9C (non AA HCs) with $5 billion or more in total assets Form
Reporting FR Y-9C (non AA HCs) with less than $5 billion in total assets Instruction
Reporting FR Y-9C (non AA HCs) with less than $5 billion in total assets Form
Recordkeeping FR Y-9CS Instruction
Recordkeeping FR Y-9CS Form
Recordkeeping FR Y-9ES Instruction
Recordkeeping FR Y-9ES Form
Recordkeeping FR Y-9SP Instruction
Recordkeeping FR Y-9SP Form
Recordkeeping FR Y-9LP Instruction
Recordkeeping FR Y-9LP Form
Recordkeeping FR Y-9C Instruction
Recordkeeping FR Y-9C Form
Reporting FR Y-9CS Instruction
Reporting FR Y-9CS Form
Reporting FR Y-9ES Instruction
Reporting FR Y-9ES Form
Reporting FR Y-9SP Instruction
Reporting FR Y-9SP Form
Reporting FR Y-9LP Instruction
Reporting FR Y-9LP Form

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202606-7100-001 Revision of a currently approved collection 2026-06-11 Approved without change
202512-7100-004 Revision of a currently approved collection 2025-12-15 Approved without change
202412-7100-004 Revision of a currently approved collection 2024-12-26 Approved without change
202309-7100-003 Revision of a currently approved collection 2023-09-19 Approved without change
202309-7100-002 No material or nonsubstantive change to a currently approved collection 2023-09-12 Approved without change
202209-7100-001 Revision of a currently approved collection 2022-09-13 Approved without change
202112-7100-004 Revision of a currently approved collection 2021-12-22 Approved without change
202112-7100-001 No material or nonsubstantive change to a currently approved collection 2021-12-21 Approved without change
202106-7100-004 Revision of a currently approved collection 2021-08-20 Approved without change
202102-7100-010 Revision of a currently approved collection 2021-02-26 Approved without change
202102-7100-007 No material or nonsubstantive change to a currently approved collection 2021-02-26 Approved without change
202101-7100-002 Revision of a currently approved collection 2021-01-28 Approved without change
202007-7100-007 Revision of a currently approved collection 2020-07-23 Approved without change
202005-7100-007 Revision of a currently approved collection 2020-06-09 Approved without change
202005-7100-006 Revision of a currently approved collection 2020-05-14 Approved without change
202004-7100-005 Revision of a currently approved collection 2020-04-05 Approved without change
201912-7100-020 Revision of a currently approved collection 2020-01-03 Approved without change
201912-7100-015 Revision of a currently approved collection 2019-12-20 Approved without change
201909-7100-001 No material or nonsubstantive change to a currently approved collection 2019-09-03 Approved without change
201903-7100-010 Revision of a currently approved collection 2019-03-28 Approved without change
201809-7100-001 Revision of a currently approved collection 2018-09-06 Approved without change
201807-7100-019 Revision of a currently approved collection 2018-08-01 Approved without change
201807-7100-015 No material or nonsubstantive change to a currently approved collection 2018-07-30 Approved without change
201803-7100-018 Revision of a currently approved collection 2018-03-28 Approved without change
201803-7100-016 No material or nonsubstantive change to a currently approved collection 2018-03-26 Approved without change
201803-7100-009 Revision of a currently approved collection 2018-03-16 Approved without change
201803-7100-001 No material or nonsubstantive change to a currently approved collection 2018-03-15 Approved without change
201802-7100-014 Revision of a currently approved collection 2018-02-27 Approved without change
201802-7100-012 Revision of a currently approved collection 2018-02-27 Withdrawn and continue
201712-7100-003 No material or nonsubstantive change to a currently approved collection 2017-12-07 Approved without change
201707-7100-011 Revision of a currently approved collection 2017-09-05 Approved without change
201609-7100-006 Revision of a currently approved collection 2016-09-14 Approved without change
201609-7100-004 No material or nonsubstantive change to a currently approved collection 2016-09-14 Approved without change
201603-7100-007 Revision of a currently approved collection 2016-08-21 Approved without change
201507-7100-017 Revision of a currently approved collection 2015-07-31 Approved without change
201507-7100-010 Revision of a currently approved collection 2015-07-31 Approved without change
201503-7100-007 Revision of a currently approved collection 2015-03-22 Approved without change
201501-7100-012 Revision of a currently approved collection 2015-01-27 Approved without change
201404-7100-001 Revision of a currently approved collection 2014-05-13 Approved without change
201402-7100-004 Revision of a currently approved collection 2014-03-26 Approved without change
201402-7100-002 No material or nonsubstantive change to a currently approved collection 2014-02-04 Approved without change
201301-7100-011 Revision of a currently approved collection 2013-02-21 Approved without change
201301-7100-006 No material or nonsubstantive change to a currently approved collection 2013-01-17 Approved without change
201203-7100-009 Revision of a currently approved collection 2012-03-30 Approved without change
201203-7100-005 Revision of a currently approved collection 2012-03-21 Approved without change
201201-7100-004 No material or nonsubstantive change to a currently approved collection 2012-03-15 Approved without change
201011-7100-011 Revision of a currently approved collection 2011-03-13 Approved without change
201010-7100-003 No material or nonsubstantive change to a currently approved collection 2010-10-29 Approved without change
200909-7100-014 Revision of a currently approved collection 2010-03-17 Approved without change
200908-7100-001 No material or nonsubstantive change to a currently approved collection 2009-09-08 Approved without change
200811-7100-010 Revision of a currently approved collection 2009-04-03 Approved without change
200809-7100-006 No material or nonsubstantive change to a currently approved collection 2008-11-07 Approved without change
200711-7100-001 Revision of a currently approved collection 2008-02-27 Approved without change
200709-7100-012 No material or nonsubstantive change to a currently approved collection 2007-10-17 Approved without change
200702-7100-008 Revision of a currently approved collection 2007-03-28 Approved without change
200610-7100-009 No material or nonsubstantive change to a currently approved collection 2007-02-14 Approved without change
200603-7100-004 Revision of a currently approved collection 2006-03-09 Approved without change
200509-7100-010 No material or nonsubstantive change to a currently approved collection 2005-09-26 Approved without change
200509-7100-004 Revision of a currently approved collection 2005-09-19 Approved without change
200503-7100-012 Revision of a currently approved collection 2005-03-28 Approved without change
200409-7100-006 No material or nonsubstantive change to a currently approved collection 2004-09-21 Approved without change
200403-7100-004 Revision of a currently approved collection 2004-03-25 Approved without change
200310-7100-001 No material or nonsubstantive change to a currently approved collection 2003-10-21 Approved without change
200303-7100-007 Revision of a currently approved collection 2003-03-31 Approved without change
200212-7100-002 No material or nonsubstantive change to a currently approved collection 2002-12-18 Approved without change
200210-7100-007 Revision of a currently approved collection 2002-10-22 Approved without change
200203-7100-001 Revision of a currently approved collection 2002-03-12 Approved without change
200111-7100-002 No material or nonsubstantive change to a currently approved collection 2001-11-15 Approved without change
200103-7100-016 No material or nonsubstantive change to a currently approved collection 2001-03-28 Approved without change
200103-7100-009 Revision of a currently approved collection 2001-03-30 Approved without change
200010-7100-006 No material or nonsubstantive change to a currently approved collection 2000-10-23 Approved without change
199903-7100-003 Revision of a currently approved collection 1999-03-18 Approved without change
199810-7100-002 No material or nonsubstantive change to a currently approved collection 1998-10-19 Approved without change
199804-7100-001 Revision of a currently approved collection 1998-04-14 Approved without change
199802-7100-011 No material or nonsubstantive change to a currently approved collection 1998-02-02 Approved without change
199801-7100-001 Revision of a currently approved collection 1998-01-14 Approved without change
199710-7100-001 No material or nonsubstantive change to a currently approved collection 1997-10-16 Approved without change
199704-7100-009 No material or nonsubstantive change to a currently approved collection 1997-04-23 Approved without change
199704-7100-005 Revision of a currently approved collection 1997-04-04 Approved without change
199701-7100-002 No material or nonsubstantive change to a currently approved collection 1997-01-23 Approved without change
199603-7100-001 Revision of a currently approved collection 1996-03-12 Approved without change
199601-7100-004 No material or nonsubstantive change to a currently approved collection 1996-01-22 Approved without change
199503-7100-005 Revision of a currently approved collection 1995-03-31 Approved without change
199501-7100-009 No material or nonsubstantive change to a currently approved collection 1995-01-27 Approved with change
199404-7100-002 Reinstatement with change of a previously approved collection 1994-04-06 Approved without change
199309-7100-002 No material or nonsubstantive change to a currently approved collection 1993-09-28 Approved with change
199303-7100-001 Revision of a currently approved collection 1993-03-30 Approved without change
199206-7100-004 Revision of a currently approved collection 1992-06-10 Approved without change
199112-7100-003 Revision of a currently approved collection 1991-12-12 Approved without change
199103-7100-023 No material or nonsubstantive change to a currently approved collection 1991-03-27 Approved with change
199008-7100-004 Revision of a currently approved collection 1990-08-10 Approved without change
199003-7100-001 Reinstatement with change of a previously approved collection 1990-03-09 Approved without change
198812-7100-008 No material or nonsubstantive change to a currently approved collection 1988-12-29 Approved with change
198807-7100-001 Revision of a currently approved collection 1988-07-11 Approved without change
198708-7100-004 Revision of a currently approved collection 1987-08-28 Approved without change
198601-7100-005 Revision of a currently approved collection 1986-01-02 Approved without change
198505-7100-003 Revision of a currently approved collection 1985-05-02 Approved without change
198407-7100-015 No material or nonsubstantive change to a currently approved collection 1984-07-10 Approved with change
198405-7100-003 Revision of a currently approved collection 1984-05-09 Approved without change
198308-7100-008 No material or nonsubstantive change to a currently approved collection 1983-08-29 Approved with change
198212-7100-003 Revision of a currently approved collection 1982-12-15 Approved without change
198110-7100-038 Extension without change of a currently approved collection 1981-10-30 Approved without change
198104-7100-101 Revision of a currently approved collection 1981-04-30 Approved without change

OMB Details

Reporting FR Y-9C (non AA HCs) with less than $5 billion in total assets

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Information collection instruments
FormNameElectronic accessType
Form www.federalreserve.gov/apps/reportingformsInstruction
Form www.federalreserve.gov/apps/reportingformsOther
Form FR Y-9CConsolidated Financial Statements for Holding Companieswww.federalreserve.gov/apps/reportingformsForm

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.