Financial Statements for Holding Companies

OMB 7100-0128

The Board requires bank holding companies (BHCs), most savings and loan holding companies (SLHCs), any securities holding companies, and U.S. intermediate holding companies (IHCs) (collectively, HCs) to provide standardized financial statements through one or more of the FR Y-9 reports. The information collected on the FR Y-9 reports is necessary for the Board to identify emerging financial risks and monitor the safety and soundness of HC operations.

The latest form for Financial Statements for Holding Companies expires 2021-01-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Form FR Y-9C Reporting FR Y-9C (AA HCs) Form
Form FR Y-9C Reporting FR Y-9C (non AA HCs) with $5 billion or more in total assets Form
Form FR Y-9C Reporting FR Y-9C (non AA HCs) with less than $5 billion in total assets Form
Form FR Y-9CS Recordkeeping FR Y-9CS Form
Form FR Y-9ES Recordkeeping FR Y-9ES Form
Form FR Y-9SP Recordkeeping FR Y-9SP Form
Form FR Y-9LP Recordkeeping FR Y-9LP Form
Form FR Y-9C Recordkeeping FR Y-9C Form
Form FR Y-9CS Reporting FR Y-9CS Form
Form FR Y-9ES Reporting FR Y-9ES Form
Form FR Y-9SP Reporting FR Y-9SP Form
Form FR Y-9LP Reporting FR Y-9LP Form
FRY9_20230919_omb.pdf Supporting Statement A
Reporting FR Y-9C (AA HCs) Form
Reporting FR Y-9C (non AA HCs) with $5 billion or more in total assets Form
Reporting FR Y-9C (non AA HCs) with less than $5 billion in total assets Form
Recordkeeping FR Y-9CS Form
Recordkeeping FR Y-9ES Form
Recordkeeping FR Y-9SP Form
Recordkeeping FR Y-9LP Form
Recordkeeping FR Y-9C Form
Reporting FR Y-9CS Form
Reporting FR Y-9ES Form
Reporting FR Y-9SP Form
Reporting FR Y-9LP Form

All Historical Document Collections

202309-7100-003 Approved without change	Revision of a currently approved collection	2023-09-19
202309-7100-002 Approved without change	No material or nonsubstantive change to a currently approved collection	2023-09-12
202209-7100-001 Approved without change	Revision of a currently approved collection	2022-09-13
202112-7100-004 Approved without change	Revision of a currently approved collection	2021-12-22
202112-7100-001 Approved without change	No material or nonsubstantive change to a currently approved collection	2021-12-21
202106-7100-004 Approved without change	Revision of a currently approved collection	2021-08-20
202102-7100-010 Approved without change	Revision of a currently approved collection	2021-02-26
202102-7100-007 Approved without change	No material or nonsubstantive change to a currently approved collection	2021-02-26
202101-7100-002 Approved without change	Revision of a currently approved collection	2021-01-28
202007-7100-007 Approved without change	Revision of a currently approved collection	2020-07-23
202005-7100-007 Approved without change	Revision of a currently approved collection	2020-06-09
202005-7100-006 Approved without change	Revision of a currently approved collection	2020-05-14
202004-7100-005 Approved without change	Revision of a currently approved collection	2020-04-05
201912-7100-020 Approved without change	Revision of a currently approved collection	2020-01-03
201912-7100-015 Approved without change	Revision of a currently approved collection	2019-12-20
201909-7100-001 Approved without change	No material or nonsubstantive change to a currently approved collection	2019-09-03
201903-7100-010 Approved without change	Revision of a currently approved collection	2019-03-28
201809-7100-001 Approved without change	Revision of a currently approved collection	2018-09-06
201807-7100-019 Approved without change	Revision of a currently approved collection	2018-08-01
201807-7100-015 Approved without change	No material or nonsubstantive change to a currently approved collection	2018-07-30
201803-7100-018 Approved without change	Revision of a currently approved collection	2018-03-28
201803-7100-016 Approved without change	No material or nonsubstantive change to a currently approved collection	2018-03-26
201803-7100-009 Approved without change	Revision of a currently approved collection	2018-03-16
201803-7100-001 Approved without change	No material or nonsubstantive change to a currently approved collection	2018-03-15
201802-7100-014 Approved without change	Revision of a currently approved collection	2018-02-27
201802-7100-012 Withdrawn and continue	Revision of a currently approved collection	2018-02-27
201712-7100-003 Approved without change	No material or nonsubstantive change to a currently approved collection	2017-12-07
201707-7100-011 Approved without change	Revision of a currently approved collection	2017-09-05
201609-7100-006 Approved without change	Revision of a currently approved collection	2016-09-14
201609-7100-004 Approved without change	No material or nonsubstantive change to a currently approved collection	2016-09-14
201603-7100-007 Approved without change	Revision of a currently approved collection	2016-08-21
201507-7100-017 Approved without change	Revision of a currently approved collection	2015-07-31
201507-7100-010 Approved without change	Revision of a currently approved collection	2015-07-31
201503-7100-007 Approved without change	Revision of a currently approved collection	2015-03-22
201501-7100-012 Approved without change	Revision of a currently approved collection	2015-01-27
201404-7100-001 Approved without change	Revision of a currently approved collection	2014-05-13
201402-7100-004 Approved without change	Revision of a currently approved collection	2014-03-26
201402-7100-002 Approved without change	No material or nonsubstantive change to a currently approved collection	2014-02-04
201301-7100-011 Approved without change	Revision of a currently approved collection	2013-02-21
201301-7100-006 Approved without change	No material or nonsubstantive change to a currently approved collection	2013-01-17
201203-7100-009 Approved without change	Revision of a currently approved collection	2012-03-30
201203-7100-005 Approved without change	Revision of a currently approved collection	2012-03-21
201201-7100-004 Approved without change	No material or nonsubstantive change to a currently approved collection	2012-03-15
201011-7100-011 Approved without change	Revision of a currently approved collection	2011-03-13
201010-7100-003 Approved without change	No material or nonsubstantive change to a currently approved collection	2010-10-29
200909-7100-014 Approved without change	Revision of a currently approved collection	2010-03-17
200908-7100-001 Approved without change	No material or nonsubstantive change to a currently approved collection	2009-09-08
200811-7100-010 Approved without change	Revision of a currently approved collection	2009-04-03
200809-7100-006 Approved without change	No material or nonsubstantive change to a currently approved collection	2008-11-07
200711-7100-001 Approved without change	Revision of a currently approved collection	2008-02-27
200709-7100-012 Approved without change	No material or nonsubstantive change to a currently approved collection	2007-10-17
200702-7100-008 Approved without change	Revision of a currently approved collection	2007-03-28
200610-7100-009 Approved without change	No material or nonsubstantive change to a currently approved collection	2007-02-14
200603-7100-004 Approved without change	Revision of a currently approved collection	2006-03-09
200509-7100-010 Approved without change	No material or nonsubstantive change to a currently approved collection	2005-09-26
200509-7100-004 Approved without change	Revision of a currently approved collection	2005-09-19
200503-7100-012 Approved without change	Revision of a currently approved collection	2005-03-28
200409-7100-006 Approved without change	No material or nonsubstantive change to a currently approved collection	2004-09-21
200403-7100-004 Approved without change	Revision of a currently approved collection	2004-03-25
200310-7100-001 Approved without change	No material or nonsubstantive change to a currently approved collection	2003-10-21
200303-7100-007 Approved without change	Revision of a currently approved collection	2003-03-31
200212-7100-002 Approved without change	No material or nonsubstantive change to a currently approved collection	2002-12-18
200210-7100-007 Approved without change	Revision of a currently approved collection	2002-10-22
200203-7100-001 Approved without change	Revision of a currently approved collection	2002-03-12
200111-7100-002 Approved without change	No material or nonsubstantive change to a currently approved collection	2001-11-15
200103-7100-016 Approved without change	No material or nonsubstantive change to a currently approved collection	2001-03-28
200103-7100-009 Approved without change	Revision of a currently approved collection	2001-03-30
200010-7100-006 Approved without change	No material or nonsubstantive change to a currently approved collection	2000-10-23
199903-7100-003 Approved without change	Revision of a currently approved collection	1999-03-18
199810-7100-002 Approved without change	No material or nonsubstantive change to a currently approved collection	1998-10-19
199804-7100-001 Approved without change	Revision of a currently approved collection	1998-04-14
199802-7100-011 Approved without change	No material or nonsubstantive change to a currently approved collection	1998-02-02
199801-7100-001 Approved without change	Revision of a currently approved collection	1998-01-14
199710-7100-001 Approved without change	No material or nonsubstantive change to a currently approved collection	1997-10-16
199704-7100-009 Approved without change	No material or nonsubstantive change to a currently approved collection	1997-04-23
199704-7100-005 Approved without change	Revision of a currently approved collection	1997-04-04
199701-7100-002 Approved without change	No material or nonsubstantive change to a currently approved collection	1997-01-23
199603-7100-001 Approved without change	Revision of a currently approved collection	1996-03-12
199601-7100-004 Approved without change	No material or nonsubstantive change to a currently approved collection	1996-01-22
199503-7100-005 Approved without change	Revision of a currently approved collection	1995-03-31
199501-7100-009 Approved with change	No material or nonsubstantive change to a currently approved collection	1995-01-27
199404-7100-002 Approved without change	Reinstatement with change of a previously approved collection	1994-04-06
199309-7100-002 Approved with change	No material or nonsubstantive change to a currently approved collection	1993-09-28
199303-7100-001 Approved without change	Revision of a currently approved collection	1993-03-30
199206-7100-004 Approved without change	Revision of a currently approved collection	1992-06-10
199112-7100-003 Approved without change	Revision of a currently approved collection	1991-12-12
199103-7100-023 Approved with change	No material or nonsubstantive change to a currently approved collection	1991-03-27
199008-7100-004 Approved without change	Revision of a currently approved collection	1990-08-10
199003-7100-001 Approved without change	Reinstatement with change of a previously approved collection	1990-03-09
198812-7100-008 Approved with change	No material or nonsubstantive change to a currently approved collection	1988-12-29
198807-7100-001 Approved without change	Revision of a currently approved collection	1988-07-11
198708-7100-004 Approved without change	Revision of a currently approved collection	1987-08-28
198601-7100-005 Approved without change	Revision of a currently approved collection	1986-01-02
198505-7100-003 Approved without change	Revision of a currently approved collection	1985-05-02
198407-7100-015 Approved with change	No material or nonsubstantive change to a currently approved collection	1984-07-10
198405-7100-003 Approved without change	Revision of a currently approved collection	1984-05-09
198308-7100-008 Approved with change	No material or nonsubstantive change to a currently approved collection	1983-08-29
198212-7100-003 Approved without change	Revision of a currently approved collection	1982-12-15
198110-7100-038 Approved without change	Extension without change of a currently approved collection	1981-10-30
198104-7100-101 Approved without change	Revision of a currently approved collection	1981-04-30

OMB Details

Reporting FR Y-9C (non AA HCs CBLR) with less than $5 billion in total assets

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Form		www.federalreserve.gov/apps/reportforms/default.aspx	Other
Form FR Y-9C	Consolidated Financial Statements for Holding Companies	www.federalreserve.gov/apps/reportforms/default.aspx	Form
Form		www.federalreserve.gov/apps/reportforms/default.aspx	Other
Form		www.federalreserve.gov/apps/reportforms/default.aspx	Instruction

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.