Financial Statements for Holding Companies

ICR 201909-7100-001

OMB: 7100-0128

Federal Form Document

ICR Details
7100-0128 201909-7100-001
Historical Active 201903-7100-010
FRS FR Y-9
Financial Statements for Holding Companies
No material or nonsubstantive change to a currently approved collection   No
Delegated
Approved without change 09/03/2019
Retrieve Notice of Action (NOA) 09/03/2019
  Inventory as of this Action Requested Previously Approved
03/31/2022 03/31/2022 03/31/2022
12,135 0 12,094
119,816 0 110,959
0 0 0

The Board requires bank holding companies, savings and loan holding companies, securities holding companies, and U.S. intermediate holding companies (collectively holding companies (HCs)) to provide standardized financial statements to fulfill the Board’s statutory obligation to supervise these organizations. HCs file the FR Y-9C and FR Y-9LP quarterly, the FR Y-9SP semiannually, the FR Y-9ES annually, and the FR Y-9CS on a schedule that is determined when this supplement is used.

US Code: 12 USC 1844(c)(1)(A) Name of Law: Bank Holding Company Act of 1956
   US Code: 12 USC 1467(a)(b)(2) Name of Law: Home Owners’ Loan Act
   US Code: 12 USC 5365 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
   US Code: 12 USC 1850a(c)(1)(A) Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
  
None

Not associated with rulemaking

  83 FR 63870 12/12/2018
84 FR 11783 03/28/2019
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 12,135 12,094 0 0 41 0
Annual Time Burden (Hours) 119,816 110,959 0 0 8,857 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The net increase in burden hours reflects a update to the respondent count.

$2,335,200
No
    Yes
    No
No
Yes
No
Uncollected
Scott Farmer 202-452-2253 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/03/2019


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