Small Business Innovation Research (SBIR) Program -- Phase II -- Grant Application

Forms and Documents

Document	Type	Status	Availability
Form CFDA 84.133 Small Business Innovation Research Program Phase II	Form and Instruction	Modified	Repair queued
SBIR II Supporting Statement - Passback2.docx	Supporting Statement A	Uploaded 2016-02-25	Available

IC Document Collections

IC ID	Collection	Type	Status	Form
188743	Small Business Innovation Research Program Phase II	Form and Instruction	Modified

ICR Details

OMB Control No: 0985-0051	ICR Reference No: 201510-0985-002
Status: Historical Active	Previous ICR Reference No: 201505-0985-011
Agency/Subagency: HHS/ACL	Agency Tracking No: 04810
Title: Small Business Innovation Research (SBIR) Program -- Phase II -- Grant Application
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 03/02/2016
	Date Received in OIRA: 10/30/2015
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2019	36 Months From Approved	03/31/2016
Responses	16	0	50
Time Burden (Hours)	3,520	0	3,750
Cost Burden (Dollars)	0	0	0

---

Abstract: This application package invites small business concerns to submit a Phase II application for the Small Business Innovation Research Program (CFDA 84.133). This is in response to P.L. 106-554 , the "Small Business Reauthorization Act of 2000, H.R. 5667" (the "Act") enacted on December 21, 2000. The Act requires certain agencies, including the Department of Health and Human Services to establish a Small Business Innovation Research program to reserve a statutory percentage of their extramural research and development budgets to be award to small business concerns for research or research and development through a uniform, highly competitive, three-phase process each fiscal year. This is a discretionary grant which falls under the streamlined clearance process for discretionary grant Information Collection Requests (0985-0051).

---

Authorizing Statute(s): PL: Pub.L. 106 - 554 HR5667 Name of Law: Small Business Authorization Act of 2000, H.R. 5667
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	80 FR 46586	08/05/2015
30-day Notice:	Federal Register Citation:	Citation Date:
	80 FR 66538	10/29/2015
Did the Agency receive public comments on this ICR? Yes

---

Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Small Business Innovation Research Program Phase II	CFDA 84.133	Small Business Innovation Research Program Phase II Application Package

---

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	16	50	0	-34	0	0
Annual Time Burden (Hours)	3,520	3,750	0	-230	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The application /respondents number has been reduced due to requirements related to SBA rules for SBIR phase I, thus reducing the number of eligible applicants.

---

Annual Cost to Federal Government: $69,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 10/30/2015

---