Information Collection

Form 1, Rules 6a-1 and 6a-2 - Initial Application

IC 34046 under ICR 201512-3235-001 · OMB 3235-0017.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0017 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form Form 1 Form 1, Rules 6a-1 and 6a-2 - Initial Application	Form and Instruction
Form 1 SEC 1935 form1.pdf www.sec.gov/about/forms/form1.pdf	Form and Instruction

IC Title:

Form 1, Rules 6a-1 and 6a-2 - Initial Application

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.6a-1 17 CFR 240.6a-2

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form 1	SEC 1935	form1.pdf	http://www.sec.gov/about/forms/form1.pdf	No		Paper Only

Line of Business: Economic Development

Subfunction: Business and Industry Development

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 1

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1	-2	3
Annual IC Time Burden (Hours)	880	739	141
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.