| TABLE 1 |
| IMPLEMENTATION OF THE GOVERNMENT SECURITIES ACT - 17 CFR Chapter IV |
| PAPERWORK REDUCTION SUPPORTING STATEMENT (QUESTIONS 12, 13 & 14) |
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(1) |
(2) |
(3) |
(4) |
(5) |
(6) |
(7) |
(8) |
| ANNUAL REPORTING OR DISCLOSURE BURDEN |
Number of Respondents |
Number of Responses Per Respondent |
Total Annual Responses |
Hours Per Response |
Total Hours |
Cost Per Hour |
Total Cost |
Government Cost |
| Section 400.4 |
149 |
1 |
149 |
2 |
298 |
$50 |
$14,900 |
$4,800 |
| Section 400.5 |
47 |
1 |
47 |
1 |
47 |
$50 |
$2,350 |
$4,800 |
| Section 402.2c |
3 |
1 |
3 |
5 |
15 |
$150 |
$2,250 |
$200 |
| Section 402.2(i) |
3 |
2 |
6 |
0.5 |
3 |
$150 |
$450 |
$0 |
| Section 404.2 |
0 |
1 |
0 |
1 |
0 |
$50 |
$0 |
$0 |
| Section 404.5 |
4 |
4 |
16 |
25 |
400 |
$65 |
$26,000 |
$2,000 |
| Section 405.2 |
4 |
12 |
48 |
12 |
576 |
$65 |
$37,440 |
$10,200 |
| Section 405.2 |
4 |
2,000 |
8,000 |
0.02 |
160 |
$65 |
$10,400 |
$500 |
| Section 405.3 |
4 |
1 |
4 |
3 |
12 |
$150 |
$1,800 |
$500 |
| Section 405.5 |
0 |
4 |
0 |
3.5 |
0 |
$50 |
$0 |
$1,000 |
| Section 420.3 |
20 |
1 |
20 |
10 |
200 |
$100 |
$20,000 |
$55,000 |
| Section 420.4(a)* |
0 |
1 |
0 |
2 |
0 |
$23 |
$0 |
$0 |
| TOTAL REPORTING: |
238 |
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8,293 |
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1,711 |
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$115,590 |
$79,000 |
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| * This was a one-time reporting requirement in Fiscal Year 1997. |
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(1) |
(2) |
(3) |
(4) |
(5) |
(6) |
(7) |
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| ANNUAL RECORDKEEPING BURDEN |
Number of Recordkeepers |
Annual Hours Per Recordkeeper |
Total Recordkeeping Hours |
Recordkeeping Retention Period |
Cost Per Hour |
Total Cost |
Government Cost |
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| Section 401.9 |
50 |
3 |
150 |
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$50 |
$7,500 |
$100 |
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| Section 403.4 |
4 |
500 |
2,000 |
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$68 |
$136,000 |
$3,000 |
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| Sectiion 403.5(a)-(c) |
46 |
50 |
2,300 |
|
$40 |
$92,000 |
$3,000 |
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| Section 403.5(d) |
1,620 |
100 |
162,000 |
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$25 |
$4,050,000 |
$30,000 |
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| Section 403.5(e) |
8 |
250 |
2,000 |
3 yrs |
$68 |
$136,000 |
$500 |
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| Section 404.2 |
4 |
327 |
1,308 |
3 - 6 yrs |
$23 |
$30,084 |
$3,000 |
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| Section 404.2(b) |
0 |
10 |
0 |
3 yrs |
$50 |
$0 |
$0 |
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| Section 404.3 |
4 |
254 |
1,016 |
3 - 6 yrs |
$50 |
$50,800 |
$1,000 |
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| Section 404.4 |
46 |
125 |
5,750 |
6 yrs |
$50 |
$287,500 |
$3,000 |
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| Section 420.4(b) |
40 |
7 |
280 |
3 - 6 yrs |
$50 |
$14,000 |
$3,000 |
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| Section 420.4(c) |
65 |
75 |
4,875 |
6 yrs |
$50 |
$243,750 |
$3,000 |
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| Section 450.4 |
997 |
100 |
99,700 |
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$25 |
$2,492,500 |
$20,000 |
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| TOTAL RECORDKEEPING: |
2,884 |
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281,379 |
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$7,540,134 |
$69,600 |
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TOTAL (COMBINED) ANNUAL BURDEN |
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| RESPONDENTS: |
3,122 |
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| HOURS: |
283,090 |
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| COST: |
$7,655,724 |
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| TOTAL GOVERNMENT COST: |
$148,600 |
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