OMB control number

Implementing Regulations: Government Securities Act of 1986, as amended

OMB 1530-0064 · TREAS/FISCAL.

OMB 1530-0064

The regulations require government securities broker and dealers to make and keep certain records concerning their business activities and their holdings of government securities, to submit financial reports, and to make certain disclosures to investors. The regulations also require depository institutions to keep certain records of non-fiduciary custodial holdings of government securities. The regulations and associated collections are fundamental to customer protection and dealer financial responsibility.

The latest form for Implementing Regulations: Government Securities Act of 1986, as amended expires 2028-01-31 and is listed under ICR 202407-1530-001.

View the official OMB control history on Reginfo.gov.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
Document	Type
Form for Submitting a Report in Accordance with Treasury’s Large Position Reporting Rules (17 CFR part 420)	Form and Instruction
Form G-405 SCH I Report on Finances and Operations of Government Securities Brokers and Dealers	Form and Instruction
Form G-405 PART III Report on Finances and Operations of Government Securities Brokers and Dealers	Form and Instruction
Form G-405 PART IIA Report on Finances and Operations of Government Securities Brokers and Dealers	Form
Form G-405 PART II Report on Finances and Operations of Government Securities Brokers and Dealers	Form
Form G-405 PART I Report on Finances and Operations of Government Securities Brokers and Dealers	Form and Instruction
Form G-FIN-5 Uniform Termination Notice for Person Associated with a Financial Institution Government Securities Broker or Dealer	Form and Instruction
Form G-FIN-4 Disclosure Form for Person Associated with a Financial Institution Government Securities Broker or Dealer	Form and Instruction
Form G-FIN-4 Implementing Regulations: Government Securities Act of 1986, as amended	Form and Instruction
Attachments to the 2024 Supporting Statement.pdf	Supplementary Document
2024 Supporting Statement Submission (Extension of Treasury's GSA Reg Info Collection).docx	Supporting Statement A
Implementing Regulations: Government Securities Act of 1986, as amended	Form and Instruction
Implementing Regulations: Government Securities Act of 1986, as amended	Form and Instruction
Implementing Regulations: Government Securities Act of 1986, as amended	Form and Instruction
Implementing Regulations: Government Securities Act of 1986, as amended	Form
Implementing Regulations: Government Securities Act of 1986, as amended	Form
Implementing Regulations: Government Securities Act of 1986, as amended	Form and Instruction
Implementing Regulations: Government Securities Act of 1986, as amended	Form and Instruction
Implementing Regulations: Government Securities Act of 1986, as amended	Form and Instruction
Implementing Regulations: Government Securities Act of 1986, as amended	Form and Instruction
Implementing Regulations: Government Securities Act of 1986, as amended	Instruction

All Historical Document Collections

Historical document collections
Reference	Filing	Received	Action
202407-1530-001	Extension without change of a currently approved collection	2024-09-23
202105-1530-001	Extension without change of a currently approved collection	2021-07-26	Approved without change
201803-1530-001	Revision of a currently approved collection	2018-07-24	Approved without change
201601-1530-002	Revision of a currently approved collection	2016-01-28	Approved without change