Implementing Regulations: Government Securities Act of 1986, as amended

The regulations require government securities broker and dealers to make and keep certain records concerning their business activities and their holdings of government securities, to submit financial reports, and to make certain disclosures to investors. The regulations also require depository institutions to keep certain records of non-fiduciary custodial holdings of government securities. The regulations and associated collections are fundamental to customer protection and dealer financial responsibility.

The latest form for Implementing Regulations: Government Securities Act of 1986, as amended expires 2021-10-31 and can be found here.