OMB control number

Implementing Regulations: Government Securities Act of 1986, as amended

OMB 1530-0064 · TREAS/FISCAL.

OMB 1530-0064

The regulations require government securities broker and dealers to make and keep certain records concerning their business activities and their holdings of government securities, to submit financial reports, and to make certain disclosures to investors. The regulations also require depository institutions to keep certain records of non-fiduciary custodial holdings of government securities. The regulations and associated collections are fundamental to customer protection and dealer financial responsibility.

The latest form for Implementing Regulations: Government Securities Act of 1986, as amended expires 2028-01-31 and is listed under ICR 202407-1530-001.

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202407-1530-001 Extension without change of a currently approved collection 2024-09-23
202105-1530-001 Extension without change of a currently approved collection 2021-07-26 Approved without change
201803-1530-001 Revision of a currently approved collection 2018-07-24 Approved without change
201601-1530-002 Revision of a currently approved collection 2016-01-28 Approved without change