Implementing Regulations: Government Securities Act of 1986, as amended

Implementing Regulations: Government Securities Act of 1986, as amended

OMB: 1530-0064

IC ID: 39270

Documents and Forms

Document Name Document Type
Form G-FIN-4 Implementing Regulations: Government Securities Act of 1986, as amended Form and Instruction
G-FIN-4 Disclosure Form for Person Associated with a Financial Institution Government Securities Broker or Dealer gsrgfin4.pdf treasurydirect.gov/forms/gsrgfin4.pdf Form and Instruction
G-FIN-5 Uniform Termination Notice for Person Associated with a Financial Institution Government Securities Broker or Dealer gsrgfin5.pdf treasurydirect.gov/forms/gsrgfin5.pdf Form and Instruction
G-405 PART I Report on Finances and Operations of Government Securities Brokers and Dealers gsrg405pt1_Apr2018.pdf treasurydirect.gov/forms/gsrg405pt1.pdf Form and Instruction
G-405 PART II Report on Finances and Operations of Government Securities Brokers and Dealers G-405Part2Form_Apr2018.pdf www.treasurydirect.gov/forms/gsrg405pt2.pdf Form
G-405 Part2inst_Apr2018.pdf treasurydirect.gov/forms/gsrg405pt2ainstr.pdf Instruction
G-405 PART IIA Report on Finances and Operations of Government Securities Brokers and Dealers G-405Part2Aform_Apr2018.pdf treasurydirect.gov/forms/gsrg405pt2a.pdf Form
G-405PART2Ainst_Apr2018.pdf treasurydirect.gov/forms/gsrg405pt2ainstr.pdf Instruction
G-405 PART III Report on Finances and Operations of Government Securities Brokers and Dealers G-405 Part III Form_Apr2018.pdf treasurydirect.gov/forms/gsrg405pt3.pdf Form and Instruction
G-405 SCH I Report on Finances and Operations of Government Securities Brokers and Dealers G-405Sched1_Apr2018.pdf treasurydirect.gov/forms/gsrg405sched1.pdf Form and Instruction
Form for Submitting a Report in Accordance with Treasury’s Large Position Reporting Rules (17 CFR part 420) Screenshot_Webform for Large Position Report.pdf treasurydirect.gov/laws-and-regulations/gsa/lpr-form/ Form and Instruction