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Federal forms, ICRs, and supporting documents

Information Collection

Implementing Regulations: Government Securities Act of 1986, as amended

IC 39270 under ICR 202407-1530-001 · OMB 1530-0064.

Documents and Forms
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Document Type
Form and Instruction
Instruction
Instruction
Instruction
Instruction
Form and Instruction
Form and Instruction
Form and Instruction
Form and Instruction
Form and Instruction
Form and Instruction
Form
Form
Form
Form
Form and Instruction
Form and Instruction
Form and Instruction
Form and Instruction
Form and Instruction
Form and Instruction
Information Collection (IC) Details

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Implementing Regulations: Government Securities Act of 1986, as amended
 
No Modified
 
Required to Obtain or Retain Benefits
 
17 CFR IV  (To search for a specific CFR, visit the Code of Federal Regulations.)

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction G-FIN-4 Disclosure Form for Person Associated with a Financial Institution Government Securities Broker or Dealer gsrgfin4.pdf https://treasurydirect.gov/forms/gsrgfin4.pdf Yes No Fillable Printable
Form and Instruction G-FIN-5 Uniform Termination Notice for Person Associated with a Financial Institution Government Securities Broker or Dealer gsrgfin5.pdf https://treasurydirect.gov/forms/gsrgfin5.pdf Yes No Fillable Printable
Form and Instruction G-405 PART I Report on Finances and Operations of Government Securities Brokers and Dealers gsrg405pt1_Apr2018.pdf https://treasurydirect.gov/forms/gsrg405pt1.pdf Yes No Fillable Printable
Form G-405 PART II Report on Finances and Operations of Government Securities Brokers and Dealers G-405Part2Form_Apr2018.pdf https://www.treasurydirect.gov/forms/gsrg405pt2.pdf Yes No Fillable Printable
Instruction G-405 Part2inst_Apr2018.pdf https://treasurydirect.gov/forms/gsrg405pt2ainstr.pdf Yes No Printable Only
Form G-405 PART IIA Report on Finances and Operations of Government Securities Brokers and Dealers G-405Part2Aform_Apr2018.pdf https://treasurydirect.gov/forms/gsrg405pt2a.pdf Yes No Fillable Printable
Instruction G-405PART2Ainst_Apr2018.pdf https://treasurydirect.gov/forms/gsrg405pt2ainstr.pdf Yes No Paper Only
Form and Instruction G-405 PART III Report on Finances and Operations of Government Securities Brokers and Dealers G-405 Part III Form_Apr2018.pdf https://treasurydirect.gov/forms/gsrg405pt3.pdf Yes No Fillable Printable
Form and Instruction G-405 SCH I Report on Finances and Operations of Government Securities Brokers and Dealers G-405Sched1_Apr2018.pdf https://treasurydirect.gov/forms/gsrg405sched1.pdf Yes No Fillable Printable
Form and Instruction NA Form for Submitting a Report in Accordance with Treasury’s Large Position Reporting Rules (17 CFR part 420) Screenshot_Webform for Large Position Report.pdf https://treasurydirect.gov/laws-and-regulations/gsa/lpr-form/ Yes Yes Fillable Fileable

General Government Central Fiscal Operations

United States Securities  76 FR 51128

2,879 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 2,879 0 0 209 0 2,670
Annual IC Time Burden (Hours) 206,293 0 0 -8,818 0 215,111
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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