Information Collection

Annual Report for Chief Compliance Officer of Registrants

IC 195308 under ICR 201601-3038-001 · OMB 3038-0080.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0080 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
(2016) DSIO Final Supporting Statement 2015 (Renewal) - 0080.doc Supporting Statement For New and Revised Information Collections	IC Document

IC Title:

Annual Report for Chief Compliance Officer of Registrants

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 3

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 178

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	178	-1,242	1,420
Annual IC Time Burden (Hours)	179,068	-106,636	285,704
Annual IC Cost Burden (Dollars)	0	-28,570,400	28,570,400

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
Supporting Statement For New and Revised Information Collections	(2016) DSIO Final Supporting Statement 2015 (Renewal) - 0080.doc	01/14/2016

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.