60-day Notice

60-day Notice.pdf

Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants

60-day Notice

OMB: 3038-0084

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74766

Federal Register / Vol. 80, No. 229 / Monday, November 30, 2015 / Notices

methods to address or mitigate these
concerns and to promote mutual
understanding and acceptance of the
results of this work among their peers
and in the broader community. Topics
to be discussed at the meeting include:
Review trawl survey design, gear,
implementation, operations, and
performance; review survey inputs to
stock assessments; identify
opportunities to complement/
supplement trawl survey and calibration
requirements; and discuss next steps for
the NTAP.
Special Accommodations
The meeting is physically accessible
to people with disabilities. Requests for
sign language interpretation or other
auxiliary aid should be directed to M.
Jan Saunders, (302) 526–5251, at least 5
days prior to the meeting date.
Dated: November 24, 2015.
Tracey L. Thompson,
Acting Deputy Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. 2015–30291 Filed 11–27–15; 8:45 am]
BILLING CODE 3510–22–P

DEPARTMENT OF COMMERCE
National Telecommunications and
Information Administration
First Responder Network Authority;
First Responder Network Authority
Board Meetings
First Responder Network
Authority (FirstNet), U.S. Department of
Commerce.
ACTION: Notice of public meetings.
AGENCY:

The Board of the First
Responder Network Authority (FirstNet)
will convene an open public meeting on
December 9, 2015, preceded by open
public meetings of the Board
Committees on December 8, 2015.
DATES: On December 8, 2015 between
8:00 a.m. and 3:30 p.m. CST, there will
be a joint meeting of FirstNet’s four
Board Committees. The meeting of the
Governance and Personnel, Finance,
Technology, and Consultation and
Outreach Committees and will be open
to the public from 8:00 a.m. to 10:00
a.m. CST. The FirstNet Committees will
then go into a closed session from 10:00
a.m. to 3:30 p.m. The full FirstNet Board
will hold an open public meeting on
December 9, 2015 between 8:00 a.m.
and 10:30 a.m. CST.
ADDRESSES: The meetings on December
8 and December 9, 2015 will be held at
Hyatt Regency Houston, 1200 Louisiana
Street, Houston, TX 77002.

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SUMMARY:

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Eli
Veenendaal, Board Secretary (Acting),
FirstNet, 12201 Sunrise Valley Drive,
M/S 243, Reston, VA 20192; telephone:
(571) 665–6143; email:
[email protected]. Please
direct media inquiries to Ryan
Oremland at (571) 665–6186.
SUPPLEMENTARY INFORMATION: This
notice informs the public that the Board
of FirstNet will convene an open public
meeting on December 9, 2015, preceded
by a joint open public meeting of the
Board Committees on December 8, 2015.
Background: The Middle Class Tax
Relief and Job Creation Act of 2012
(Act), Public Law 112–96, 126 Stat. 156
(2012), established FirstNet as an
independent authority within the
National Telecommunications and
Information Administration that is
headed by a Board. The Act directs
FirstNet to ensure the building,
deployment, and operation of a
nationwide, interoperable public safety
broadband network. The FirstNet Board
is responsible for making strategic
decisions regarding FirstNet’s
operations. The FirstNet Board held its
first public meeting on September 25,
2012.
Matters to be Considered: FirstNet
will post detailed agendas of each
meeting on its Web site, http://
www.firstnet.gov, prior to the meetings.
The agenda topics are subject to change.
Please note that the subjects that will be
discussed by the Committees and the
Board may involve commercial or
financial information that is privileged
or confidential, personnel matters, or
other legal matters affecting FirstNet. As
such, the Committee chairs and Board
Chair may call for a vote to close the
meetings only for the time necessary to
preserve the confidentiality of such
information, pursuant to 47 U.S.C.
1424(e)(2).
Times and Dates of Meetings: On
December 8, 2015 between 8:00 a.m.
and 3:30 p.m. CST, there will be a joint
meeting of FirstNet’s four Board
Committees. The meeting of the
Governance and Personnel, Finance,
Technology, and Consultation and
Outreach Committees will be open to
the public from 8:00 a.m. to 10:00 a.m.
CST. The FirstNet Committees will then
go into a closed session from 10:00 a.m.
to 3:30 p.m. The full FirstNet Board will
hold an open public meeting on
December 9, 2015 between 8:00 a.m.
and 10:30 a.m. CST.
Place: The meetings on December 8
and December 9, 2015 will be held at
Hyatt Regency Houston, 1200 Louisiana
Street, Houston, TX 77002.
Other Information: These meetings
are open to the public and press on a
FOR FURTHER INFORMATION CONTACT:

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first-come, first-served basis. Space is
limited. In order to get an accurate
headcount, all expected attendees are
asked to provide notice of intent to
attend by sending an email to
[email protected]. If the number
of RSVPs indicates that expected
attendance has reached capacity,
FirstNet will respond to all subsequent
notices indicating that capacity has been
reached and that in-person viewing may
no longer be available but that the
meeting may still be viewed by webcast
as detailed below. For access to the
meetings, valid government issued
photo identification may be requested
for security reasons.
The meetings are accessible to people
with disabilities. Individuals requiring
accommodations, such as sign language
interpretation or other ancillary aids, are
asked to notify Monica Welham,
Executive Assistant, FirstNet, at (571)
665–6144 or monica.welham@
firstnet.gov, at least five (5) business
days before the applicable meeting(s).
The meetings will also be webcast.
Please refer to FirstNet’s Web site at
www.firstnet.gov for webcast
instructions and other information.
Viewers experiencing any issues with
the live webcast may email support@
sparkstreetdigital.com or call 202–684–
3361 x9 for support. A variety of
automated troubleshooting tests are also
available via the ‘‘Troubleshooting
Tips’’ button on the webcast player. The
meetings will also be available to
interested parties by phone. To be
connected to the meetings in listen-only
mode by telephone, please dial 888–
968–4305 and passcode 7898932.
Records: FirstNet maintains records of
all Board proceedings. Minutes of the
Board Meeting and the Committee
meetings will be available at
www.firstnet.gov.
Dated: November 23, 2015.
Eli Veenendaal,
Attorney Advisor, First Responder Network
Authority.
[FR Doc. 2015–30273 Filed 11–27–15; 8:45 am]
BILLING CODE 3510–TL–P

COMMODITY FUTURES TRADING
COMMISSION
Agency Information Collection
Activities: Notice of Intent To Renew
Collection Number 3038–0084,
Regulations Establishing and
Governing the Duties of Swap Dealers
and Major Swap Participants
Commodity Futures Trading
Commission.
ACTION: Notice.
AGENCY:

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Federal Register / Vol. 80, No. 229 / Monday, November 30, 2015 / Notices
The Commodity Futures
Trading Commission (‘‘CFTC’’ or
‘‘Commission’’) is announcing an
opportunity for public comment on the
proposed renewal of a collection of
certain information by the agency.
Under the Paperwork Reduction Act
(‘‘PRA’’), Federal agencies are required
to publish notice in the Federal Register
concerning each proposed collection of
information, including each proposed
extension of an existing collection of
information, and to allow 60 days for
public comment. This notice solicits
comments on the collections of
information mandated by Commission
regulations 23.600 (Risk Management
Program), 23.601 (Monitoring of
Position Limits), 23.602 (Diligent
Supervision), 23.603 (Business
Continuity and Disaster Recovery)
23.606 (General Information:
Availability for Disclosure and
Inspection), and 23.607 (Antitrust
Considerations).
DATES: Comments must be submitted on
or before January 29, 2016.
ADDRESSES: You may submit comments,
identified by ‘‘Regulations Establishing
and Governing the Duties of Swap
Dealers and Major Swap Participants,’’
and Collection Number 3038–0084 by
any of the following methods:
• The Agency’s Web site, at http://
comments.cftc.gov/. Follow the
instructions for submitting comments
through the Web site.
• Mail: Christopher Kirkpatrick,
Secretary of the Commission,
Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW., Washington, DC
20581.
• Hand Delivery/Courier: Same as
Mail above.
• Federal eRulemaking Portal: http://
www.regulations.gov/. Follow the
instructions for submitting comments
through the Portal.
Please submit your comments using
only one method.
All comments must be submitted in
English, or if not, accompanied by an
English translation. Comments will be
posted as received to www.cftc.gov.
FOR FURTHER INFORMATION CONTACT:
Adam Kezsbom, Special Counsel, 202–
418–5372, [email protected]; Division
of Swap Dealer and Intermediary
Oversight, Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW., Washington, DC
20581.
SUPPLEMENTARY INFORMATION: Under the
PRA, Federal agencies must obtain
approval from the Office of Management
and Budget (‘‘OMB’’) for each collection
of information they conduct or sponsor.

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‘‘Collection of Information’’ is defined
in 44 U.S.C. 3502(3) and 5 CFR 1320.3
and includes agency requests or
requirements that members of the public
submit reports, keep records, or provide
information to a third party. Section
3506(c)(2)(A) of the PRA, 44 U.S.C.
3506(c)(2)(A), requires Federal agencies
to provide a 60-day notice in the
Federal Register concerning each
proposed collection of information,
including each proposed extension of an
existing collection of information,
before submitting the collection to OMB
for approval. To comply with this
requirement, the CFTC is publishing
notice of the proposed collection of
information listed below.
Title: Regulations Establishing and
Governing the Duties of Swap Dealers
and Major Swap Participants (OMB
Control No. 3038–0084). This is a
request for an extension of a currently
approved information collection.
Abstract: On April 3, 2012 the
Commission adopted Commission
regulations 23.600 (Risk Management
Program), 23.601 (Monitoring of
Position Limits), 23.602 (Diligent
Supervision), 23.603 (Business
Continuity and Disaster Recovery)
23.606 (General Information:
Availability for Disclosure and
Inspection), and 23.607 (Antitrust
Considerations) 1 pursuant to section
4s(j) 2 of the Commodity Exchange Act
(‘‘CEA’’). The above regulations adopted
by the Commission would, among other
things, require swap dealers (‘‘SD’’) 3
and major swap participants (‘‘MSP’’) 4
to develop a risk management program
(including a plan for business
continuity and disaster recovery and
policies and procedures designed to
ensure compliance with applicable
position limits). The Commission
believes that the information collection
obligations imposed by the above
regulations are essential to ensuring that
swap dealers and major swap
participants maintain adequate and
effective risk management programs and
policies and procedures to ensure
compliance with position limits. An
agency may not conduct or sponsor, and
a person is not required to respond to,
a collection of information unless it
displays a currently valid OMB control
number.
1 17 CFR 23.600, 23.601, 23.602, 23.603, 23. 606,
23.607.
2 7 U.S.C. 6s(j).
3 For the definition of SD, see section 1a(49) of
the CEA and Commission regulation 1.3(ggg). 7
U.S.C. 1a(49) and 17 CFR 1.3(ggg).
4 For the definitions of MSP, see section 1a(33) of
the CEA and Commission regulation 1.3(hhh). 7
U.S.C. 1a(33) and 17 CFR 1.3(hhh).

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With respect to the collection of
information, the CFTC invites
comments on:
• Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information will have a practical use;
• The accuracy of the Commission’s
estimate of the burden of the proposed
collection of information, including the
validity of the methodology and
assumptions used;
• Ways to enhance the quality,
usefulness, and clarity of the
information to be collected; and
• Ways to minimize the burden of
collection of information on those who
are to respond, including through the
use of appropriate automated electronic,
mechanical, or other technological
collection techniques or other forms of
information technology; e.g., permitting
electronic submission of responses.
You should submit only information
that you wish to make available
publicly. If you wish the Commission to
consider information that you believe is
exempt from disclosure under the
Freedom of Information Act, a petition
for confidential treatment of the exempt
information may be submitted according
to the procedures established in § 145.9
of the Commission’s regulations.5
The Commission reserves the right,
but shall have no obligation, to review,
pre-screen, filter, redact, refuse or
remove any or all of your submission
from http://www.cftc.gov that it may
deem to be inappropriate for
publication, such as obscene language.
All submissions that have been redacted
or removed that contain comments on
the merits of the information collection
request will be retained in the public
comment file and will be considered as
required under the Administrative
Procedure Act and other applicable
laws, and may be accessible under the
Freedom of Information Act.
Burden Statement: The Commission
is revising its estimate of the burden for
this collection to reflect the current
number of registered SDs and MSPs.
The respondent burden for this
collection is estimated to be as follows:
Number of Registrants: 106.
Estimated Average Burden Hours per
Registrant: 1,148.5.
Estimated Aggregate Burden Hours:
121,741.
Frequency of Recordkeeping: As
applicable.
(Authority: 44 U.S.C. 3501 et seq.)
5 17

CFR 145.9.

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74768

Federal Register / Vol. 80, No. 229 / Monday, November 30, 2015 / Notices

Dated: November 23, 2015.
Robert N. Sidman,
Deputy Secretary of the Commission.
[FR Doc. 2015–30235 Filed 11–27–15; 8:45 am]
BILLING CODE 6351–01–P

COMMODITY FUTURES TRADING
COMMISSION
Agency Information Collection
Activities: Notice of Intent To Renew
Collection Number 3038–0087,
Reporting, Recordkeeping, and Daily
Trading Records Requirements for
Swap Dealers and Major Swap
Participants
Commodity Futures Trading
Commission.
ACTION: Notice.
AGENCY:

The Commodity Futures
Trading Commission (‘‘CFTC’’ or
‘‘Commission’’) is announcing an
opportunity for public comment on the
proposed renewal of a collection of
certain information by the agency.
Under the Paperwork Reduction Act
(‘‘PRA’’), Federal agencies are required
to publish notice in the Federal Register
concerning each proposed collection of
information, including each proposed
extension of an existing collection of
information, and to allow 60 days for
public comment. This notice solicits
comments on the collections of
information mandated by Commission
regulations 23.201 through 23.205
(Reporting, Recordkeeping, and Daily
Trading Records Requirements For
Swap Dealers and Major Swap
Participants).

SUMMARY:

Comments must be submitted on
or before January 29, 2016.
ADDRESSES: You may submit comments,
identified by ‘‘Reporting,
Recordkeeping, and Daily Trading
Records Requirements For Swap Dealers
and Major Swap Participants,’’ and
Collection Number 3038–0087 by any of
the following methods:
• The Agency’s Web site, at http://
comments.cftc.gov/. Follow the
instructions for submitting comments
through the Web site.
• Mail: Christopher Kirkpatrick,
Secretary of the Commission,
Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW., Washington, DC
20581.
• Hand Delivery/Courier: Same as
Mail above.
• Federal eRulemaking Portal: http://
www.regulations.gov/. Follow the
instructions for submitting comments
through the Portal.

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DATES:

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Please submit your comments using
only one method.
All comments must be submitted in
English, or if not, accompanied by an
English translation. Comments will be
posted as received to http://
www.cftc.gov.
FOR FURTHER INFORMATION CONTACT:
Adam Kezsbom, Special Counsel, 202–
418–5372, [email protected]; Division
of Swap Dealer and Intermediary
Oversight, Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW., Washington, DC
20581.
SUPPLEMENTARY INFORMATION: Under the
PRA,1 Federal agencies must obtain
approval from the Office of Management
and Budget (‘‘OMB’’) for each collection
of information they conduct or sponsor.
‘‘Collection of Information’’ is defined
in 44 U.S.C. 3502(3) and 5 CFR 1320.3
and includes agency requests or
requirements that members of the public
submit reports, keep records, or provide
information to a third party. Section
3506(c)(2)(A) of the PRA, 44 U.S.C.
3506(c)(2)(A), requires Federal agencies
to provide a 60-day notice in the
Federal Register concerning each
proposed collection of information,
including each proposed extension of an
existing collection of information,
before submitting the collection to OMB
for approval. To comply with this
requirement, the CFTC is publishing
notice of the proposed collection of
information listed below.
Title: Reporting, Recordkeeping, and
Daily Trading Records Requirements
For Swap Dealers and Major Swap
Participants (OMB Control No. 3038–
0087). This is a request for an extension
of a currently approved information
collection.
Abstract: On April 3, 2012, the
Commission adopted Commission
regulations 23.201 through 23.205
(Reporting, Recordkeeping, and Daily
Trading Records Requirements For
Swap Dealers and Major Swap
Participants) 2 pursuant to sections
4s(f) 3 and 4s(g) 4 of the Commodity
Exchange Act (‘‘CEA’’).5 Commission
regulations 23.201 through 23.205
require, among other things, swap
dealers (‘‘SD’’) 6 and major swap
participants (‘‘MSP’’) 7 to maintain
1 44

U.S.C. 3501 et seq.
CFR 23.201–23.205.
3 7 U.S.C. 4s(f).
4 7 U.S.C. 4s(g).
5 77 FR 20128.
6 For the definition of SD, see section 1a(49) of
the CEA and Commission regulation 1.3(ggg). 7
U.S.C. 1a(49) and 17 CFR 1.3(ggg).
7 For the definitions of MSP, see section 1a(33) of
the CEA and Commission regulation 1.3(hhh). 7
U.S.C. 1a(33) and 17 CFR 1.3(hhh).
2 17

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transaction and position records of their
swaps (including daily trading records)
and to maintain specified business
records (including records related to the
governance and financial status of the
swap dealer or major swap participant,
complaints received by such SD or MSP
and such SD or MSP’s marketing and
sales materials). They also require SDs
and MSPs to report certain swap
transaction data to swap data
repositories, to satisfy certain real time
public reporting requirements, and to
maintain records of information
reported to swap data depositories and
for real time reporting purposes.8 The
Commission believes that the
information collection obligations
imposed by Commission regulations
23.201 through 23.205 are necessary to
implement sections 4s(f) and 4s(g) of the
CEA, including ensuring that each SD
and MSP maintains the required records
of their business activities and an audit
trail sufficient to conduct
comprehensive and accurate trade
reconstruction. An agency may not
conduct or sponsor, and a person is not
required to respond to, a collection of
information unless it displays a
currently valid OMB control number.
With respect to the collection of
information, the CFTC invites
comments on:
• Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information will have a practical use;
• The accuracy of the Commission’s
estimate of the burden of the proposed
collection of information, including the
validity of the methodology and
assumptions used;
• Ways to enhance the quality,
usefulness, and clarity of the
information to be collected; and
• Ways to minimize the burden of
collection of information on those who
are to respond, including through the
use of appropriate automated electronic,
mechanical, or other technological
collection techniques or other forms of
information technology; e.g., permitting
electronic submission of responses.
You should submit only information
that you wish to make available
publicly. If you wish the Commission to
consider information that you believe is
exempt from disclosure under the
Freedom of Information Act, a petition
for confidential treatment of the exempt
information may be submitted according
to the procedures established in § 145.9
of the Commission’s regulations.9
8 See
9 17

17 CFR 23.201–23.205.
CFR 145.9.

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