Information Collection

Order Granting Conditional Exemptions Under the SecuritiesExchange Act of 1934 in Connection With Portfolio Margining of Swaps andSecurity-Based Swaps

IC 205365 under ICR 201601-3235-001 · OMB 3235-0698.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0698 can be found here:

Documents and Forms

Document Name Document Type
Exemptive_Order[1].pdf Other-null

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Order Granting Conditional Exemptions Under the SecuritiesExchange Act of 1934 in Connection With Portfolio Margining of Swaps andSecurity-Based Swaps	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Voluntary

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Other-null			Exemptive_Order[1].pdf		Yes	Yes	Paper Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 45	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	45	-12	57
Annual IC Time Burden (Hours)	51,450	-352,300	403,750
Annual IC Cost Burden (Dollars)	120,000	-792,000	912,000

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.