Form S-1 Registration Statement

ICR 201601-3235-009

OMB: 3235-0065

Federal Form Document

Forms and Documents
Form and Instruction
Supplementary Document
Supplementary Document
Supporting Statement A
Supplementary Document
Supplementary Document
IC Document Collections
34231 Modified
ICR Details
3235-0065 201601-3235-009
Historical Active 201409-3235-039
SEC CF-270-058
Form S-1 Registration Statement
Revision of a currently approved collection   No
Emergency 03/31/2016
Approved without change 04/05/2016
Retrieve Notice of Action (NOA) 03/03/2016
  Inventory as of this Action Requested Previously Approved
10/31/2016 6 Months From Approved 03/31/2018
901 0 901
150,242 0 219,015
180,290,100 0 262,818,096

Form S-1 under the Securities Act is used by issuers who are not eligible to use other forms to register offering of their securities.
The Commission requests an emergency extension for the following information collection because the amendments to these information collections were required to make them consistent with the provisions of the newly enacted FAST Act. The Commission, for good cause, found that notice and comment were unnecessary because the amendments merely conform the information collections to the requirements of the FAST Act, and also found that there was good cause for the amendments to take effect on January 19, 2016, due to the Congressional request to adopt the amendments within 45 days of the enactment of the FAST Act.

US Code: 15 USC 77f, 77g, 77h, 77j, 77s Name of Law: Securities Act of 1933
   PL: Pub.L. 112 - 106 102 Name of Law: Jumpstart Our Business Startups Act
PL: Pub.L. 114 - 94 71003 Name of Law: Fixing America's Surface Transportation Act
PL: Pub.L. 114 - 94 84001 Name of Law: Fixing America's Surface Transportation Act

3235-AL88 Final or interim final rulemaking 81 FR 2743 01/19/2016


IC Title Form No. Form Name
Form S-1 Registration Statement SEC 870 Form S-1

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 901 901 0 0 0 0
Annual Time Burden (Hours) 150,242 219,015 -68,773 0 0 0
Annual Cost Burden (Dollars) 180,290,100 262,818,096 -82,527,996 0 0 0
In Release No. 33-10003, the Securities and Exchange Commission adopted interim final rule and form amendments to implement Sections 71003 and 84001 of the FAST Act. These amendments permit emerging growth companies to omit certain historical period financial information in Form S-1 and allow smaller reporting companies to use forward incorporation by reference on Form S-1. The decrease of 68,773 in burden hours and the decrease in cost burden of $82,527,996 is due to the reduced disclosure requirements for emerging growth companies and smaller reporting companies.

Peggy Kim 202 551-3430


On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

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