Information Collection

Rule 204A-1 under the Investment Advisers Act of 1940 -- Codes of Ethics

IC 35457 under ICR 201602-3235-005 · OMB 3235-0596.

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IC Title:	Rule 204A-1 under the Investment Advisers Act of 1940 -- Codes of Ethics	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.204A-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,022,380	Number of Respondents for Small Entity: 718

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	3,343,784	385,030	2,958,754
Annual IC Time Burden (Hours)	1,418,703	163,361	1,255,342
Annual IC Cost Burden (Dollars)	0	0	0

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