Information Collection Request
Rule 204A-1
ICR 202501-3235-022 · OMB 3235-0596 · Received in OIRA
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 2025 04 08_90 FR 15184_3235-0596_30-Day Submission Notice.pdf.pdf |
Supplementary Document | Uploaded 2025-04-08 | Repair queued |
| 2025 01 30_90 FR 8552_3235-0596_60-Day Collection Notice.pdf |
Supplementary Document | Uploaded 2025-01-30 | Repair queued |
| Supporting Statement.pdf |
Supporting Statement A | Uploaded 2025-01-23 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 35457 |  Rule 204A-1 under the Investment Advisers Act of 1940 -- Codes of Ethics |
Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0596 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 202201-3235-008 |
| Agency Tracking No | IM |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |