Information Collection

Rule 20a-1 Under the Investment Company Act of 1940, Solicitation of Proxies, Consents and Authorizations

IC 34463 under ICR 201602-3235-007 · OMB 3235-0158.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0158 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
secsorn8.pdf SEC SORN 8	IC Document
EDGAR PIA_Redacted.pdf EDGAR PIA REDACTED	IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Rule 20a-1 Under the Investment Company Act of 1940, Solicitation of Proxies, Consents and Authorizations

Agency IC Tracking Number:

CF 270-132

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 270.20a-1

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: Proxy Soliciting Material Filed under the Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940

FR Citation: 41 FR 41550

Number of Respondents: 1,196

Number of Respondents for Small Entity: 33

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1,196	88	1,108
Annual IC Time Burden (Hours)	101,660	7,480	94,180
Annual IC Cost Burden (Dollars)	35,880,000	2,640,000	33,240,000

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
SEC SORN 8	secsorn8.pdf	09/13/2016
EDGAR PIA REDACTED	EDGAR PIA_Redacted.pdf	09/13/2016

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.