Certificate of Tax Determination - Wine

Forms and Documents

Document Name	Status
Form TTB F 5120.20 Certificate of Tax Determination - Wine Form and Instruction	Modified
Form TTB F 5120.20 Certificate of Tax Determination - Wine Form and Instruction	Removed
1513-0029 Supporting Statement (2016-03-21).docx Supporting Statement A	2016-03-21

IC Document Collections

IC ID	Document Title	Status
191234	Certificate of Tax Determination - Wine Form and Instruction	Modified
15992	Certificate of Tax Determination - Wine Form and Instruction	Removed

ICR Details

OMB Control No: 1513-0029	ICR Reference No: 201603-1513-006
Status: Historical Active	Previous ICR Reference No: 201301-1513-011
Agency/Subagency: TREAS/TTB	Agency Tracking No: IC 57 - 04/19
Title: Certificate of Tax Determination - Wine
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 06/03/2016
	Date Received in OIRA: 03/31/2016
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2019	36 Months From Approved	06/30/2016
Responses	1,000	0	1,000
Time Burden (Hours)	500	0	500
Cost Burden (Dollars)	0	0	0

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Abstract: The information collected on TTB F 5120.20 supports an exporter’s claim for drawback of the Federal excise tax on wine by requiring the exporter to obtain the producer's or bottler's certification that the tax has been paid or determined on a specified amount and type of wine that contains a specified amount of alcohol by volume.

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Authorizing Statute(s): US Code: 26 USC 5062 Name of Law: Internal Revenue Code
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 1679	01/13/2016
30-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 18692	03/31/2016
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Certificate of Tax Determination - Wine	TTB F 5120.20	Certificate of Tax Determination -- Wine
Certificate of Tax Determination - Wine	TTB F 5120.20	Certificate of Tax Determination - Wine

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	1,000	1,000	0	-600	600	0
Annual Time Burden (Hours)	500	500	0	-300	300	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: We previously reported this information collection under two obligations to respond, "mandatory” and “required to obtain or retain a benefit,” with the burden estimate split between these two obligations. There is no mandatory obligation to respond to this information collection. Therefore, all responses are now reported as “required to obtain or retain a benefit,” which in this case is drawback of tax. Also, we previously reported the estimated burden for this information collection as 1,000 respondents making one annual response each, for a total of 1,000 responses, at one-half hour for each response, for a total estimated annual burden of 500 hours. To better reflect the respondents’ actual use of TTB F 5120.20, we are adjusting the burden estimate from 1,000 respondents making one annual response, to 30 respondents making an average of 33.33 annual responses. Thus, the total number of annual responses remains 1,000, and the estimated total annual burden remains 500 hours.

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Annual Cost to Federal Government: $1,420

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 03/31/2016

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