Air Cargo Security Requirements

Forms and Documents

Document	Type	Status	Availability
Form 419H Known Shipper - Manual	Form	New	Available
Form TSA Form Number 41 Security Threat Assessment (STA)	Form and Instruction	Modified	Available
privacy_pia_aircargo.pdf	Supplementary Document	Uploaded 2016-06-21	Available
49 CFR 1548.pdf	Supplementary Document	Uploaded 2016-05-03	Available
49 CFR 1546.pdf	Supplementary Document	Uploaded 2016-05-03	Available
49 CFR 1544.pdf	Supplementary Document	Uploaded 2016-05-03	Available
49 CFR 1542.pdf	Supplementary Document	Uploaded 2016-05-03	Available
49 CFR 1540.pdf	Supplementary Document	Uploaded 2016-05-03	Available
49 USC 44901.pdf	Supplementary Document	Uploaded 2016-03-24	Available
DHSTSA-002 Transportation STA System SORN 08112014.pdf	Supplementary Document	Uploaded 2016-03-24	Available
1652-0040 Air_Cargo_Security_Req_SS 08162016.docx	Supporting Statement A	Uploaded 2016-08-16	Available
1652-0040 Air Cargo Sec. Reqs 30DN_81 FR 14469 (03-17-2016).pdf	Supplementary Document	Uploaded 2016-03-24	Available
1652-0040 Air Cargo Sec. Reqs 60DN_80FR 77650 (12_15_2015).pdf	Supplementary Document	Uploaded 2016-03-24	Available
Aviation_and_Transportation_Security_Act_ATSA_Public_Law_107_1771.pdf	Supplementary Document	Uploaded 2009-08-19	Available

IC Document Collections

IC ID	Collection	Type	Status	Form
220780	Known Shipper - Manual	Form	New
190340	Known Shippers--Web-based Entry	Other-null	Modified
190339	Recordkeeping	Instruction	Modified
190338	Security Threat Assessment (STA)	Form and Instruction	Modified
190337	Cargo Reporting	Instruction	Modified
190336	Security Programs	Instruction	Modified

ICR Details

OMB Control No: 1652-0040	ICR Reference No: 201603-1652-003
Status: Active	Previous ICR Reference No: 201302-1652-001
Agency/Subagency: DHS/TSA	Agency Tracking No: 1652-0040
Title: Air Cargo Security Requirements
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 08/17/2016
	Date Received in OIRA: 03/31/2016
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2019	36 Months From Approved	08/31/2016
Responses	686,067	0	1,083,302
Time Burden (Hours)	74,785	0	86,061
Cost Burden (Dollars)	4,038,500	0	0

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Abstract: TSA created a mandatory security program for all-cargo aircraft operations and amending existing security regulations and programs for aircraft operators, foreign air carriers, airport operators, and indirect air carriers (IACs). TSA also conducts security threat assessments on individiuals, including IAC employees who have unescorted access to cargo.

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Authorizing Statute(s): PL: Pub.L. 107 - 71 115 Stat. 597 (Nov. 19, 2001) Name of Law: The Aviation and Transportation Security Act of 2001
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	80 FR 77650	12/15/2015
30-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 14469	03/17/2016
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 6

IC Title	Form No.	Form Name
Recordkeeping
Security Programs
Security Threat Assessment (STA)	TSA Form Number 419F	Security Threat Assessment Applicaton
Cargo Reporting
Known Shippers--Web-based Entry
Known Shipper - Manual	419H	Aviation Security Known Shipper Verification

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	686,067	1,083,302	0	0	-397,235	0
Annual Time Burden (Hours)	74,785	86,061	0	0	-11,276	0
Annual Cost Burden (Dollars)	4,038,500	0	0	0	4,038,500	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: On June 19, 2014, TSA removed the cargo reporting requirements contained within TSA’s Security Programs that mandated domestic/foreign air carriers and certified cargo screening facilities submit information regarding the amount of cargo screened. These requirements were removed, because all cargo is now required to be screened at 100% per the 9/11 Act. However, the cargo reporting information is still required for certain aircraft operators and foreign air carriers, who have requested that their security programs be amended to perform certain operations. TSA has issued a limited number of these security program amendments. Aircraft operators and foreign air carriers operating under these amendments must provide to TSA data, regarding screening volumes and the methodology utilized to arrive at these volumes, as well as demonstrate progress toward full compliance with the cargo security measures specified in such amendments. As such, TSA is seeking a revision of this ICR to specifically include cargo reporting requirements for these regulated parties. This change will result in a decrease of the annual cargo reporting burden, moving from 7,384, as reported in the last ICR submission, to 520 annual hours. Also, TSA has obtained better estimates from the program offices which have resulted in a lower burden, moving from an overall 1,083,302 to 686,067 annual responses, and 86,061 to 74,785 annual burden.

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Annual Cost to Federal Government: $8,296,723

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 03/31/2016

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