License Exemptions and Exclusions

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Supporting Statement.docx	Supporting Statement A	Uploaded 2016-06-29	Available
BIS.Justification_for_0694-0137.REVISED.092513.doc	Justification for No Material/Nonsubstantive Change	Uploaded 2013-09-25	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
196839	Strategic Trade Authorization (STA)		Unchanged
195003	Annual Self-Classification Report (formerly OMB 0694-0104)		Unchanged
195002	Encryption Registration (formerly OMB 0694-0104)		Unchanged
193398	TAPS Reporting and Recordkeeping (formerly OMB 0694- 0027)		Unchanged
191969	TSU Notifications (formerly OMB 0694-0104)		Unchanged
191940	Thermal Imaging Camera Reporting (formerly OMB 0694-0133)		Unchanged
191939	AGR (formerly OMB 0694-0123)		Unchanged
191938	Encryption Key Lenght Increase (formerly OMB 0694-0104)		Unchanged
191937	Encryption Pre-shipment Notificaitons (formerly OMB 0694-0104)		Unchanged
191933	ENC/ELA semi-annual repoerts (formerly OMB 0694-0104)		Unchanged
191926	Wassenaar Reporting (formerly OMB 0694-0106)		Unchanged
191925	Wassenaar Recordkeeping (formerly OMB 0694-0106)		Unchanged
191922	De Minimus One-Time Report for Foreign Software (formerly OMB 0694-0101)		Unchanged
191921	NLR Chemical Sample Shipments (formerly OMB 0694-0086)		Unchanged
191920	GFT (formerly OMB 0694-0033		Unchanged
191919	TMP (formerly OMB 0694-0029		Unchanged
191918	WRC (formerly OMB 0694-0025)		Unchanged
191917	TSR (formerly 0694-0023)		Unchanged

ICR Details

OMB Control No: 0694-0137	ICR Reference No: 201604-0694-005
Status: Historical Active	Previous ICR Reference No: 201402-0694-004
Agency/Subagency: DOC/BIS	Agency Tracking No: UVL Rule
Title: License Exemptions and Exclusions
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 07/05/2016
	Date Received in OIRA: 05/27/2016
Terms of Clearance: This collection is approved based the revised materials provided by the Department.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2019	36 Months From Approved	07/31/2016
Responses	19,738	0	19,738
Time Burden (Hours)	29,998	0	29,998
Cost Burden (Dollars)	0	0	0

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Abstract: This collection of information consolidates all BIS licensing exceptions and exclusions into one collection authority. License exceptions and exclusions allow exporters to exchange a requirement for an approved export license application before exporting, with immediate authority to export followed by a recordkeeping or periodic reporting requirement. Use of these exceptions and exclusions is voluntary and reduces licensing burden in OMB control number 0694-0088 Simple Network Application Process and Multipurpose Application Form.

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Authorizing Statute(s): EO: EO 13222 Name/Subject of EO: Continuation of Export Control Regulations
   US Code: 50 USC 1702 Name of Law: International Emergency Economic Powers Act
   PL: Pub.L. 95 - 72 5, 6 Name of Law: Export Administration Act of 1979
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 10214	02/29/2016
30-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 25644	04/29/2016
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 18

table that charts list of burden

IC Title	Form No.	Form Name
Encryption Registration (formerly OMB 0694-0104)
Annual Self-Classification Report (formerly OMB 0694-0104)
Strategic Trade Authorization (STA)
Encryption Key Lenght Increase (formerly OMB 0694-0104)
GFT (formerly OMB 0694-0033
Thermal Imaging Camera Reporting (formerly OMB 0694-0133)
Wassenaar Recordkeeping (formerly OMB 0694-0106)
Wassenaar Reporting (formerly OMB 0694-0106)
WRC (formerly OMB 0694-0025)
AGR (formerly OMB 0694-0123)
TSR (formerly 0694-0023)
Encryption Pre-shipment Notificaitons (formerly OMB 0694-0104)
TMP (formerly OMB 0694-0029
TSU Notifications (formerly OMB 0694-0104)
NLR Chemical Sample Shipments (formerly OMB 0694-0086)
ENC/ELA semi-annual repoerts (formerly OMB 0694-0104)
De Minimus One-Time Report for Foreign Software (formerly OMB 0694-0101)
TAPS Reporting and Recordkeeping (formerly OMB 0694- 0027)

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	19,738	19,738	0	0	0	0
Annual Time Burden (Hours)	29,998	29,998	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $75,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 05/27/2016

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