Information Collection

Pilot Trading System Rule Filing Requirements (Initial Reports)

IC 35281 under ICR 201604-3235-015 · OMB 3235-0507.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0507 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC 2552 Pilot Trading System Rule Filing Requirements (Initial Reports)	Form and Instruction
SEC 2552 Form PILOT formpilot.pdf www.sec.gov/about/forms/formpilot.pdf	Form and Instruction

IC Title:

Pilot Trading System Rule Filing Requirements (Initial Reports)

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.19b-5

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 2552	Form PILOT	formpilot.pdf	http://www.sec.gov/about/forms/formpilot.pdf	Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 3

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	3	3
Annual IC Time Burden (Hours)	72	72
Annual IC Cost Burden (Dollars)	5,745	5,745

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.