Mergers and Transfer Between Multiemployer Plans (29 CFR Part 4231)

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Sptg stmt 4231 0022 2016 ppsd.d1.pdf	Supporting Statement A	Uploaded 2016-05-31	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
13536	Mergers and Transfer Between Multiemployer Plans (29 CFR Part 4231)		Modified

ICR Details

OMB Control No: 1212-0022	ICR Reference No: 201605-1212-001
Status: Historical Inactive	Previous ICR Reference No: 201406-1212-011
Agency/Subagency: PBGC	Agency Tracking No:
Title: Mergers and Transfer Between Multiemployer Plans (29 CFR Part 4231)
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Comment filed on proposed rule and continue	Conclusion Date: 08/29/2016
	Date Received in OIRA: 06/06/2016
Terms of Clearance: In accordance with 5 CFR 1320, the information collection is not approved at this time. Prior to publication of the final rule, the agency should provide to OMB a summary of all comments received on the proposed information collection and identify any changes made in response to these comments.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2017	36 Months From Approved	09/30/2017
Responses	21	0	21
Time Burden (Hours)	5	0	5
Cost Burden (Dollars)	1,342	0	1,342

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Abstract: 29 USC Sec. 1411 and 29 CFR part 4231 prescribe requirements for multiemployer pension plan mergers and transfers, including notification of PBGC by plan sponsors; sponsors may request PBGC determinations that the requirements were met. Sponsors may also request facilitation of a merger, including with financial assistance. PBGC uses information submitted to determine whether the requirements were met and whether to facilitate a merger.

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Authorizing Statute(s): US Code: 29 USC 1302(b)(3), 1411 Name of Law: ERISA
  

Citations for New Statutory Requirements: US Code: 29 USC 1411 Name of Law: Multiemployer Pension eform Act of 2014

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
1212-AB31	Proposed rulemaking	81 FR 36229	06/06/2016

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Mergers and Transfer Between Multiemployer Plans (29 CFR Part 4231)

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Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The increase in burden is attributable to a statutory change necessitating additional reporting requirements and to upward re-estimation of the cost of contractor services.

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Annual Cost to Federal Government: $40,810

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 06/06/2016

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