NCUA Call Report and Profile

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form 5300 NCUA Call Reports and Profile	Form and Instruction	Modified	Available
12CFR741-6 (1-1-16 ED).pdf	Supplementary Document	Uploaded 2016-08-29	Available
12USC1756_106.pdf	Supplementary Document	Uploaded 2016-08-29	Available
12USC1782_202.pdf	Supplementary Document	Uploaded 2016-08-29	Available
FINAL_3133-0004_Supporting_Statement_093016.pdf	Supporting Statement A	Uploaded 2016-08-30	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
32672	NCUA Call Reports and Profile	Form and Instruction	Modified

ICR Details

OMB Control No: 3133-0004	ICR Reference No: 201605-3133-007
Status: Historical Active	Previous ICR Reference No: 201403-3133-001
Agency/Subagency: NCUA	Agency Tracking No: E&I
Title: NCUA Call Report and Profile
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/16/2016
	Date Received in OIRA: 08/30/2016
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2019	36 Months From Approved	06/30/2017
Responses	24,084	0	26,200
Time Burden (Hours)	144,504	0	172,920
Cost Burden (Dollars)	0	0	5,360,520

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Abstract: The financial and statistical information is essential to NCUA in carrying out its responsibility for supervising federal credit unions. The information also enables NCUA to monitor all federally insured credit unions whose share accounts are insured by the National Credit Union Share Insurance Fund (NCUSIF).

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Authorizing Statute(s): US Code: 12 USC 1756 Name of Law: Reports and examinations
   US Code: 12 USC 1782 Name of Law: Administration of insurance fund
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 39719	06/17/2016
30-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 59247	08/29/2016
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
NCUA Call Reports and Profile	5300, 4501A	Call Report ,   Profile

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	24,084	26,200	0	0	-2,116	0
Annual Time Burden (Hours)	144,504	172,920	0	-14,450	-13,966	0
Annual Cost Burden (Dollars)	0	5,360,520	0	0	-5,360,520	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Cutting Redundancy

Short Statement: Two factors account for the decline in burden hours (28,416): • An adjustment due to a decline in the estimated number of credit unions that will complete the Call Report and Profile each year from 6,550 to 6,021. • A program change to remove of the CUSO identification sections from the Form 5300 and Form 4501A. This information is now reported separately by the CUSO Registry (OMB No. 3133-0149).

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Annual Cost to Federal Government: $2,538,984

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 08/30/2016

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