Information Collection

Form D-Notice of sales filed by issuers of securities under Regulation D.

IC 34297 under ICR 201605-3235-019 · OMB 3235-0076.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0076 can be found here:

Documents and Forms

Document Name Document Type
Form SEC 1972 Form D-Notice of sales filed by issuers of securities under Regulation D. Form and Instruction
SEC 1972 Form D - Notice of Exempt Offering of Securities formd.9-30-2016.pdf www.sec.gov/about/forms/formd.pdf Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Form D-Notice of sales filed by issuers of securities under Regulation D.	Agency IC Tracking Number:	CF 270-72

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 239.500 17 CFR 230-501 through 230-508 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 1972	Form D - Notice of Exempt Offering of Securities	formd.9-30-2016.pdf	http://www.sec.gov/about/forms/formd.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: (SEC 6)Periodic Reports Filed under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940 and Investment Advisers	FR Citation: 41 FR 41550

Number of Respondents: 25,500	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	25,500	3,676	21,824
Annual IC Time Burden (Hours)	25,500	3,676	21,824
Annual IC Cost Burden (Dollars)	30,600,000	4,411,200	26,188,800

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.